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CRD#: 7191
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

LASALLE ST SECURITIES, L.L.C. is located at 940 N. Industrial Dr., Elmhurst, IL 60126-1131 and was first established at Chicago, Delaware in 04/23/1999. After operating for 27 years, LASALLE ST SECURITIES, L.L.C. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of LASALLE ST SECURITIES, L.L.C.’s clients are individuals and 0% of their clients are high net worth individuals. LASALLE ST SECURITIES, L.L.C. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at LASALLE ST SECURITIES, L.L.C. are registered to handle securities or provide financial advice. The firm has 20 disclosures, 15 being regulatory events, 1 being client events, and 4 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access LASALLE ST SECURITIES, L.L.C.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at LASALLE ST SECURITIES, L.L.C.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for LASALLE ST SECURITIES, L.L.C. Comes From

Understanding the Statistics for LASALLE ST SECURITIES, L.L.C. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
15
Arbitration
4
Bond
1

FIRM INFORMATION

Main Address
940 N. Industrial Dr., Elmhurst, IL 60126-1131
Mailing Address
940 N. Industrial Dr., Elmhurst, IL 60126-1131
Firm Size
Medium
Phone Number
(630) 600-0500
Established
Delaware since 04/23/1999
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
LASALLE ST. HOLDINGS LLC F/K/A MCDERMOTT HOLDINGS I, L.P.100% OWNER
BEAVER, REGAN ALANCHIEF COMPLIANCE OFFICER4621953
DROZD, MICHAEL MITCHELLCHIEF INVESTMENT OFFICER6015178
SCHLESSER, DANIEL JOHNC.F.O./TRES./C.O.O1788458

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Advisor's working at LASALLE ST SECURITIES, L.L.C.

Paul K Wong

Paul K Wong

IAR
RR
CRD#: 2631712
CFP®: Certified Financial Planner
Location:
Westwood, MA 02090
Company:
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
Disclosures:
Experience:
30 years
Jason Herbert Frank

Jason Herbert Frank

Jay Frank
IAR
RR
CRD#: 2726478
CFP®: Certified Financial Planner
Location:
Fort Wayne, IN 46804
Company:
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
Disclosures:
Experience:
30 years
Peter William Mortensen SR

Peter William Mortensen SR

Peter William Sr Mortensen
RR
CRD#: 2255248
CFA: Chartered Financial AnalystCFP®: Certified Financial Planner
Location:
Alpharetta, GA 30009
Company:
LASALLE ST SECURITIES, L.L.C.
Disclosures:
Experience:
33 years
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