Kevin Patrick Dodds
Professional Summary
Kevin Patrick Dodds, who also goes by Kevin P Dodds, Kevin Patrick Dodds, Kevin Dodds, Kevin P. Dodds, is a registered financial advisor currently at BOFA SECURITIES, INC. located in New York, New York and BOFA SECURITIES PRIME, INC. located in New York, New York. Kevin is registered as a RR (Registered Representative) and started their career in finance in 1985. Kevin has worked at 9 firms and has passed the Series 66, Series 63,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Kevin P Dodds, Kevin Patrick Dodds, Kevin Dodds, Kevin P. Dodds
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Videos & Posts
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
41 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
BOFA SECURITIES PRIME, INC.
Contact Information
Main Address
One Bryant Park, New York, NY 10036Mailing Address
150 N College St Nc1-028-29-04, Charlotte, NC 28255Phone Number
(646) 743-1295Established
Delaware since 07/27/2021Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (3 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BOFA SECURITIES, INC. | SOLE SHAREHOLDER | 283942 |
| DODDS, KEVIN PATRICK | CHIEF COMPLIANCE OFFICER | 1389294 |
| HUEBSCH, KEITH EVAN | DIRECTOR | 6367678 |
| MOONEY, SARA RATHBONE | CHIEF FINANCIAL OFFICER | 7616382 |
| O KANE, EDWARD R | DIRECTOR | 6578596 |
| SANTANNA, VINCENT C. | CHIEF OPERATIONS OFFICER & FINOP | 5290525 |
| SCOTT, MATTHEW ROBERTS | CHIEF EXECUTIVE OFFICER, DIRECTOR & PRESIDENT | 2522403 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(10/8/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 87 — Research Analyst Exam - Part II Regulations Module
Passed Aug 2007About the Series 87 examSeries 55 — Limited Representative-Equity Trader Exam
Passed Apr 1999SRO Registrations
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SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Kevin Patrick Dodds's CRS (Customer Relationship Summary).
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