David William Fyfe
Professional Summary
David William Fyfe is a registered financial advisor currently at VELOCITY CLEARING, LLC located in New York, New York. David is registered as a RR (Registered Representative) and started their career in finance in 1986. David has worked at 15 firms and has passed the Series 66, Series 63, Series 57TO, Series 99TO, SIE, Series 7, Series 56, Series 87, Series 55, Series 4, Series 24, Series 14, Series 53 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures on record.
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Years of Experience
40 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
GUARDIAN TRADING | VELOCITY PRIME SERVICES | VELOCITY EXECUTION SERVICES | VELOCITY CLEARING, LLC | QUANTEX CLEARING, LLC | NYFIX SECURITIES LLC | NYFIX SECURITIES CORPORATION | NYFIX CLEARING CORPORATION
Contact Information
Main Address
1301 Route 36 Suite 103, Hazlet, NJ 07730Mailing Address
1301 Route 36 Suite 103, Hazlet, NJ 07730Phone Number
(201) 706-7157Established
Delaware since 06/11/2010Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VCT HOLDINGS, LLC | SOLE MEMBER | — |
| BRACERO, FRANK WILLIAM | CHIEF FINANCIAL OFFICER/FINOP | 2178318 |
| CALICE, ROBERT PEER | CHIEF OPERATIONS OFFICER | 2759949 |
| LOGAN, MICHAEL JAMES | CHIEF EXECUTIVE OFFICER | 5763098 |
| PRATNICKI, GREG | CHIEF COMPLIANCE OFFICER | 2409187 |
| RAY, TERRY DAVID | CHIEF OPERATING OFFICER | 5295510 |
| ROBERTS, RALSTON PERMAR | CO-PRESIDENT | 2526147 |
| SCHAEFFER, BRIAN KEITH | CO PRESIDENT | 3063403 |
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/25/2021)
(8/25/2021)
(8/25/2021)
(8/25/2021)
(8/25/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 56 — Proprietary Trader Qualification Examination
Passed Sep 2013Series 87 — Research Analyst Exam - Part II Regulations Module
Passed Apr 2005About the Series 87 examSeries 55 — Limited Representative-Equity Trader Exam
Passed Oct 1998Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Jul 1992SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
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SRO Registrations
SRO Registrations
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SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view David William Fyfe's CRS (Customer Relationship Summary).
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