John K. Fell
Professional summary
John Keith Fell, who also goes by Keith Fell, is a registered financial professional currently at DEALERWEB LLC located in Garden City, New York and TRADEWEB LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 1985. John has worked at 11 firms and has passed the Series 63, Series 79TO, SIE, Series 3, Series 7, Series 22, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Keith Fell's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 1, 2011 - Present
DEALERWEB LLC
Office #1: 1225 Franklin Avenue Suite 550, Garden City, NY 11530June 13, 2016 - Present
TRADEWEB LLC
Office #1: 245 Park Avenue 30th Floor, New York, NY 10167September 30, 2020 - Present
TRADEWEB DIRECT LLC
Office #1: 245 Park Avenue Floor 30, New York, NY 10167October 9, 2009 - May 6, 2010
KEANE SECURITIES CO., INC.
December 1, 2005 - October 31, 2011
RAFFERTY CAPITAL MARKETS, LLC
February 6, 2002 - June 30, 2003
DRESDNER KLEINWORT WASSERSTEIN - GRANTCHESTER, INC.
September 14, 2000 - May 10, 2005
COMMERZ MARKETS LLC
April 25, 1989 - February 11, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 25, 1987 - October 29, 1987
PAINEWEBBER REAL ESTATE SECURITIES INC.
September 3, 1986 - April 22, 1989
UBS FINANCIAL SERVICES INC.
September 10, 1985 - May 10, 1988
THE EQUALIZED ESTATE, LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/1/2011)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
TRADEWEB DIRECT LLC
CRD#: 103787 / SEC#: , 8-52278
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BONDDESK GROUP LLC | OWNER | |
| BRUNER, CHRISTIAN ADAM | BOARD MEMBER | 5661505 |
| CAHALANE, JOHN JOSEPH | PRESIDENT | 2922033 |
| CLACK, AMY | BOARD MEMBER | 4882071 |
| FRIEDMAN, DOUGLAS L. | GENERAL COUNSEL | 5121291 |
| MCGUIRE, MICHAEL TERRENCE | CHIEF COMPLIANCE OFFICER | 2267871 |
| PITTINSKY, JONATHAN DAVID | CHIEF FINANCIAL OFFICER AND FINANCIAL OPERATIONS PRINCIPAL | 4291263 |
| SERRAO, ASHLEY NEIL | BOARD MEMBER | 5360541 |
| WOOD, ELISABETH KIRBY | BOARD MEMBER | 4929181 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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