Philip A. Dina
Professional Summary
Philip A. Dina, who also goes by Philip Andrew Dina, Philip Dina, Dina Philip, was a registered financial advisor. Philip was a previously registered financial professional and started their career in finance 1985 - 2017. Philip had worked at 12 firms and has passed the Series 63, Series 65, SIE, Series 79, Series 55, Series 7, Series 53, Series 4 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Philip Andrew Dina, Philip Dina, Dina Philip
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
41 years in the financial services industry
Current & Past Employments
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Current Firm
ASSET PLANNING & DEVELOPMENT, INC. | STOCKAMERICA, INCORPORATED | NETWORK 1 FINANCIAL SECURITIES INC. | NETWORK 1 FINANCIAL SECURITIES
Contact Information
Main Address
The Galleria, Suite 241 2 Bridge Avenue, Red Bank, NJ 07701Mailing Address
The Galleria, Suite 241 2 Bridge Avenue, Red Bank, NJ 07701Phone Number
(732) 758-9001Established
Texas since 03/15/1983Firm Type
CorporationFiscal Year End
JuneFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NETWORK 1 FINANCIAL GROUP, INC.( ISSI) | SHAREHOLDER | — |
| ARTICLE THIRD TR UWO RICHARD W. HUNT FBO MADISON HUNT | SHAREHOLDER | — |
| BRUNO, VINCENT MICHAEL | CHIEF COMPLIANCE OFFICER | 1845833 |
| HUNT, WILLIAM RICHARD JR | DIRECTOR, PRESIDENT, COO & FINOP, TRUSTEE | 830575 |
| TESTAVERDE, DAMON DOMENIC | VICE PRESIDENT | 444453 |
Disclosures
Regulatory Event
22Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Jan 2011About the Series 79 examSeries 55 — Limited Representative-Equity Trader Exam
Passed Mar 2001Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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