Harry J. Freda
Professional summary
Harry Joseph Freda, who also goes by Harry Joseph Freda III, is a registered financial professional currently at MAREX CAPITAL MARKETS INC. located in Stamford, Connecticut.
Harry is registered as a RR (Registered Representative) and started their career in finance in 1995. Harry has worked at 9 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Harry Joseph Freda's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 1, 2023 - Present
MAREX CAPITAL MARKETS INC.
Office #1: 600 Summer St, Stamford, CT 06901August 25, 2021 - December 12, 2023
COWEN AND COMPANY
March 31, 2014 - February 10, 2022
COWEN PRIME SERVICES LLC
May 30, 2013 - May 15, 2014
SRT SECURITIES LLC
April 16, 2013 - May 31, 2013
DIRECT ACCESS PARTNERS LLC
February 28, 2011 - April 2, 2013
CANTOR FITZGERALD & CO.
December 16, 2004 - February 28, 2011
PCS DUNBAR SECURITIES, LLC
February 28, 2003 - March 23, 2004
INTER SECURITIES LTD.
December 1, 1995 - January 24, 2003
FANO SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/1/2023)
(12/1/2023)
(12/1/2023)
(12/1/2023)
(12/5/2023)
(12/1/2023)
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(12/1/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCboe C2 Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
MAREX CAPITAL MARKETS INC.
CRD#: 161014 / SEC#: , 8-69039
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MAREX SERVICES INC. | DIRECT OWNER | |
| BATES, CHRISTOPHER | FINOP, CFO, PRINCIPAL FINANCIAL OFFICER, DIRECTOR | 5648556 |
| BERNICKY, JENNIFER KAISER | CHIEF OPERATING OFFICER, DIRECTOR | 4781625 |
| CHERRY, ELIN LYNNE | CHIEF COMPLIANCE OFFICER | 2430837 |
| FALCO, CARMINE DOMENICO | PRINCIPAL OPERATIONS OFFICER | 2782798 |
| HOOD, STEPHEN MICHAEL | DIRECTOR | 3139127 |
| VITTAL, MAHESH RAM | PRES. & CEO, DIRECTOR | 4593014 |
Disclosures
| Regulatory Event | 42 |
Red Flags
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