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GL

Gregory Antonius Lewis

STOCKKINGS CAPITAL
ST. PETERSBURG, FL
·CRD# 2793976·30 years experience

Professional Summary

Gregory Antonius Lewis is a registered financial advisor currently at STOCKKINGS CAPITAL LLC located in St. Petersburg, Florida. Gregory is registered as a RR (Registered Representative) and started their career in finance in 1996. Gregory has worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

STOCKKINGS CAPITAL LLC·CRD# 164445
BD
333 3rd Street, St. Petersburg, FL 33701
June 21, 2013 - Present
STIRLINGSHIRE INVESTMENTS·CRD# 310576
BD
New York City, NY
October 23, 2024 - January 25, 2025
CALDWELL INTERNATIONAL SECURITIES·CRD# 104323
BD
Nassau
October 13, 2011 - December 22, 2011
JOHN THOMAS FINANCIAL·CRD# 40982
BD
New York, NY
February 1, 2008 - November 11, 2011
JHS CAPITAL ADVISORS, LLC·CRD# 112097
BD
Bethpage, NY
February 27, 2007 - February 5, 2008
INVESTORS CAPITAL CORP.·CRD# 30613
BD
New York, NY
April 21, 2006 - February 28, 2007
SLOAN SECURITIES CORP.·CRD# 17930
BD
East Meadow, NY
July 13, 2005 - April 24, 2006
AURA FINANCIAL SERVICES, INC.·CRD# 42822
BD
Birmingham, AL
October 21, 2004 - July 6, 2005
LH ROSS & COMPANY, INC.·CRD# 37920
BD
Boca Raton, FL
August 13, 2004 - October 22, 2004
LH ROSS & COMPANY, INC.·CRD# 37920
BD
Boca Raton, FL
January 29, 2004 - August 11, 2004
CONTINENTAL BROKER-DEALER CORP.·CRD# 14048
BD
Carle Place, NY
September 16, 1996 - January 29, 2004

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Current Firm

SC
STOCKKINGS CAPITAL LLC

BRITANNICA CAPITAL PARTNERS, LLC | STOCKKINGS CAPITAL LLC

CRD#: 164445 / SEC#: 8-69100
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

333 3rd Street, St. Petersburg, FL 33701

Mailing Address

333 3rd Street, St. Petersburg, FL 33701

Phone Number

(212) 763-5820

Established

New York since 03/29/2012

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (4 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
STOCKKINGS HOLDINGS INCOWNER—
BUSACCA, JOHN BRIAN IIICCO2302780
LEWIS, GREGORY ANTONIUSCEO2793976

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(11/30/2022)
RR
Florida
(11/25/2013)
RR
New York
(1/13/2021)
RR
Texas
(1/21/2021)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1996About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 1996About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 2012About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Gregory Antonius Lewis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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