Albert L. Denton
Professional summary
Albert Louis Denton is a registered financial advisor currently at BORER DENTON & ASSOCIATES, INC. located in Blue Bell, Pennsylvania and HENLEY & COMPANY LLC located in Blue Bell, Pennsylvania.
Albert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Albert has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Albert Louis Denton's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 19, 2005 - Present
BORER DENTON & ASSOCIATES, INC.
Office #1: 610 Sentry Parkway, Ste 100, Blue Bell, PA 19422November 28, 2017 - Present
HENLEY & COMPANY LLC
Office #1: 610 Sentry Parkway Suite 100, Blue Bell, PA 19422September 30, 2005 - November 27, 2017
PETERSEN INVESTMENTS, INC.
June 1, 1989 - September 30, 2005
PHILADELPHIA CORPORATION FOR INVESTMENT SERVICES
May 1, 1989 - July 3, 1989
W.H. NEWBOLD'S SON & CO., INC.
January 23, 1985 - May 1, 1989
HOPPER SOLIDAY & CO., INC.
Primary Firm SEC Registration
BORER DENTON & ASSOCIATES, INC.
CRD#: 135729 / SEC#: 801-66225
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
BORER DENTON & ASSOCIATES, INC.
CRD#: 135729 / SEC#: 801-66225
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 222 |
| AUM (Assets Under Management) | $ 401,270,165 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/13/2025 | ||
| 12/28/2023 | ||
| 02/11/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
