Brian Fee
Professional summary
Brian Fee, who also goes by Brian D Fee, Brian David Fee, is a registered financial advisor currently at TD PRIVATE CLIENT WEALTH LLC located in Media, Pennsylvania.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Brian has worked at 20 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Brian Fee's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Brian Fee's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 18, 2026 - Present
TD PRIVATE CLIENT WEALTH LLC
Office #1: 42 East Baltimore Pike , Media, PA 19063September 18, 2026 - Present
TD PRIVATE CLIENT WEALTH LLC
Office #1: 70 Morristown Road, Bernardsville, NJ 07924September 10, 2021 - September 14, 2026
CITIZENS SECURITIES, INC.
September 9, 2021 - September 14, 2026
CITIZENS SECURITIES, INC.
February 27, 2018 - January 20, 2021
TD AMERITRADE, INC.
February 26, 2018 - December 31, 2020
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
February 26, 2018 - January 20, 2021
TD AMERITRADE, INC.
March 21, 2017 - February 26, 2018
SCOTTRADE INVESTMENT MANAGEMENT
March 3, 2017 - February 26, 2018
SCOTTRADE, INC.
November 30, 2016 - March 2, 2017
LPL FINANCIAL LLC
November 30, 2016 - March 2, 2017
LPL FINANCIAL LLC
May 4, 2015 - November 30, 2016
CUSO FINANCIAL SERVICES, L.P.
May 4, 2015 - November 30, 2016
CUSO FINANCIAL SERVICES, L.P.
September 9, 2014 - May 4, 2015
PNC WEALTH MANAGEMENT LLC
September 9, 2014 - May 4, 2015
PNC WEALTH MANAGEMENT LLC
September 19, 2012 - August 26, 2014
SANTANDER SECURITIES LLC
September 19, 2012 - August 26, 2014
SANTANDER SECURITIES LLC
September 7, 2011 - September 19, 2012
LPL FINANCIAL LLC
September 7, 2011 - September 19, 2012
LPL FINANCIAL LLC
May 12, 2006 - August 26, 2011
CUSO FINANCIAL SERVICES, L.P.
September 7, 2004 - August 26, 2011
CUSO FINANCIAL SERVICES, L.P.
April 29, 2002 - September 17, 2004
RYAN BECK & CO.
March 28, 2002 - May 14, 2002
GRUNTAL & CO., L.L.C.
March 9, 2002 - April 3, 2002
RBC CAPITAL MARKETS, LLC
August 31, 1993 - March 9, 2002
TUCKER ANTHONY INCORPORATED
January 30, 1992 - September 1, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 19, 1991 - December 2, 1991
AMERIPRISE ADVISOR SERVICES, INC.
July 12, 1989 - March 3, 1992
CITISTREET EQUITIES LLC
February 26, 1987 - July 11, 1989
PAMCO SECURITIES AND INSURANCE SERVICES
November 26, 1984 - July 1, 1987
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
November 26, 1984 - October 6, 1988
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
TD PRIVATE CLIENT WEALTH LLC
CRD#: 164484 / SEC#: 801-77771, 8-69105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/18/2026)
(9/18/2026)
Exams
What does exam status mean?
Series 6
Passed: 11/16/1984
FINRA
Current Firm
TD PRIVATE CLIENT WEALTH LLC
CRD#: 164484 / SEC#: 801-77771, 8-69105
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 25,698 |
| AUM (Assets Under Management) | $ 8,574,585,303 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/30/2025 | ||
| 09/27/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
