Roger Pacheco

BONDS.COM LLC

New York, NY 10005

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CRD#: 1312459

Professional summary

Roger Pacheco II, who also goes by Roger Pacheco, is a registered financial professional currently at BONDS.COM LLC located in New York, New York.

Roger is registered as a RR (Registered Representative) and started their career in finance in 1984. Roger has worked at 15 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 9, Series 10, Series 14, Series 53, Series 4, Series 8 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Roger Pacheco

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Roger Pacheco II's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 26, 2019 - Present

BONDS.COM LLC

Office #1: 32 Old Slip 34th Floor, New York, NY 10005

CRD#: 43875

New York, NY

Past

December 3, 2015 - July 14, 2017

MURIEL SIEBERT & CO., LLC

CRD#: 5376

Jersey City, NJ

Past

August 2, 2010 - May 26, 2015

BONDS.COM LLC

CRD#: 43875

NEW YORK, NY

Past

February 3, 2009 - December 23, 2009

GENESIS GLOBAL TRADING, INC

CRD#: 136962

NEW YORK, NY

Past

June 11, 2008 - November 19, 2008

XSHARES SECURITIES LLC

CRD#: 141534

NEW YORK, NY

Past

February 6, 2006 - June 18, 2007

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

HORSHAM, PA

Past

September 13, 2004 - May 17, 2005

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Past

August 29, 2003 - May 17, 2005

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

November 26, 2001 - August 25, 2003

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

November 16, 2001 - November 16, 2001

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

November 16, 2001 - August 25, 2003

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

November 16, 2001 - August 25, 2003

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

August 14, 1998 - August 1, 2003

NATHAN & LEWIS SECURITIES, INC.

CRD#: 8503

NEW YORK, NY

Past

November 5, 1996 - April 16, 1998

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

September 18, 1992 - November 11, 1996

NATHAN & LEWIS SECURITIES, INC.

CRD#: 8503

NEW YORK, NY

Past

November 19, 1989 - September 23, 1992

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

July 27, 1988 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

October 26, 1984 - June 7, 1988

UBS FINANCIAL SERVICES INC.

CRD#: 8174

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(2/26/2019)

Exams

State Security Law Exam

Series 63

Date: 12/12/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 7/15/2024

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/14/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/20/1984

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 1/2/2023

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 14

Date: 6/27/2017

Compliance Officer Examination

Principal/Supervisory Exam

Series 53

Date: 10/9/1989

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 9/19/1989

Registered Options Principal Examination

Principal/Supervisory Exam

Series 8

Date: 8/21/1989

General Securities Sales Supervisor Examination (Options Module & General Module)

Principal/Supervisory Exam

Series 24

Date: 7/7/1989

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

BONDS.COM LLC

BONDS.COM LLC | PEDESTAL CAPITAL, INC. | PEDESTAL CAPITAL MARKETS, INC. | MTS MARKETS INTERNATIONAL, INC. | BONDS.COM, INC.

CRD#: 43875 / SEC#: , 8-50451

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

32 Old Slip 34th Floor, New York, NY 10005

Mailing Address

32 Old Slip 34th Floor, New York, NY 10005

Phone number

(212) 257-4062

Established

Delaware since 06/30/2023

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
TRADITION AMERICA HOLDINGS INC. (TAH")	MEMBER
DOHERTY, JAMES HUGH	PRINCIPAL OPERATIONS OFFICER	4197747
FIORIO, ROBERT ANTHONY	FINOP	5525052
PACHECO, ROGER II	CHIEF COMPLIANCE OFFICER	1312459
PARKER, DAVID NELSON	CEO	4349441

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Roger Pacheco

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Roger Pacheco II's CRS (Customer Relationship Summary).

Certified licenses

Experience

MURIEL SIEBERT & CO., LLC

BONDS.COM LLC

GENESIS GLOBAL TRADING, INC

XSHARES SECURITIES LLC

HORNOR, TOWNSEND & KENT, LLC

MONY SECURITIES CORPORATION

EQUITABLE ADVISORS, LLC

WALNUT STREET SECURITIES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

NEW ENGLAND SECURITIES

MSI FINANCIAL SERVICES, INC.

NATHAN & LEWIS SECURITIES, INC.

UBS FINANCIAL SERVICES INC.

NATHAN & LEWIS SECURITIES, INC.

OSAIC WEALTH, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/12/1984

Series 52TO

Date: 7/15/2024

SIE

Date: 7/14/2017

Series 7

Date: 10/20/1984

Series 9

Date: 1/2/2023

Series 10

Date: 1/2/2023

Series 14

Date: 6/27/2017

Series 53

Date: 10/9/1989

Series 4

Date: 9/19/1989

Series 8

Date: 8/21/1989

Series 24

Date: 7/7/1989

FINRA

Current Firm

BONDS.COM LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

BONDS.COM LLC

TRUST BUT VERIFY

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