William Rance King Jr
Professional Summary
William Rance King JR, who also goes by Randy King, is a registered financial advisor currently at RANCE KING SECURITIES CORP. located in Long Beach, California. William is registered as a RR (Registered Representative) and started their career in finance in 1985. William has worked at 1 firm and has passed the Series 63, SIE, Series 22 and Series 39 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Randy King
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
42 years in the financial services industry
Current & Past Employments
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Current Firm
R.K. SECURITIES | RANCE KING SECURITIES CORP.
Contact Information
Main Address
3737 E. Broadway, Long Beach, CA 90803-6104Mailing Address
3737 E. Broadway, Long Beach, CA 90803-6104Phone Number
(562) 240-1000Established
California since 06/29/1984Firm Type
CorporationFiscal Year End
JanuaryFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed Dec 1983About the Series 22 examSeries 39 — Direct Participation Programs Principal Examination
Passed Dec 1983About the Series 39 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view William Rance King JR's CRS (Customer Relationship Summary).
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