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JF

John William Freeborn

RANCE KING SECURITIES
LONG BEACH, CA
·CRD# 1260874·42 years experience

Professional Summary

John William Freeborn is a registered financial advisor currently at RANCE KING SECURITIES CORP. located in Long Beach, California. John is registered as a RR (Registered Representative) and started their career in finance in 1984. John has worked at 9 firms and has passed the Series 63, Series 22TO, SIE and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

RANCE KING SECURITIES CORP.·CRD# 15737
BD
1. 3737 E. Broadway, Long Beach, CA 90803-61042. 3737 E Broadway, Long Beach, CA 90803
June 19, 2001 - Present
FIRST SECURITIES USA, INC.·CRD# 39986
BD
Irvine, CA
November 5, 1999 - September 6, 2001
FIRST ASSOCIATED SECURITIES GROUP, INC.·CRD# 20597
BD
Chico, CA
December 14, 1998 - November 5, 1999
MACARTHUR STRATEGIES, INC.·CRD# 20678
BD
Irvine, CA
September 5, 1997 - October 14, 1998
UNITED PACIFIC SECURITIES, INC.·CRD# 21986
BD
Carlsbad, CA
December 14, 1995 - December 31, 1995
UNITED PACIFIC SECURITIES, INC.·CRD# 21986
BD
Carlsbad, CA
June 23, 1992 - December 21, 1993
WEALTH RESOURCE CAPITAL CORPORATION·CRD# 10367
BD
Newport Beach, CA
August 14, 1989 - June 9, 1992
COAST FINANCIAL ADVISORS, INC.·CRD# 6249
BD
Mission Viejo, CA
October 28, 1988 - July 12, 1989
VESTCORP SECURITIES, INC.·CRD# 14746
BD
February 12, 1985 - October 18, 1988
HALBERT, HARGROVE & CO.·CRD# 2112
BD
September 18, 1984 - January 24, 1985

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Current Firm

RK
RANCE KING SECURITIES CORP.

R.K. SECURITIES | RANCE KING SECURITIES CORP.

CRD#: 15737 / SEC#: 8-31539
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

3737 E. Broadway, Long Beach, CA 90803-6104

Mailing Address

3737 E. Broadway, Long Beach, CA 90803-6104

Phone Number

(562) 240-1000

Established

California since 06/29/1984

Firm Type

Corporation

Fiscal Year End

January

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
KING, WILLIAM RANCE JRPRESIDENT(CEO)CFO/TREASURER1309811
FREEBORN, JOHN WILLIAMDIRECTOR OF BROKER DEALER1260874
GRIFFITH, DAVID MICHAELCOUNSEL/CCO/POO1586738
KING, STEVEN SCOTTVICE-PRESIDENT- OFFICER3081854
RANCE KING SECURITIES CORP.VICE-PRESIDENT15737

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(2/16/2021)
RR
Arizona
(8/15/2019)
RR
California
(6/19/2001)
RR
Colorado
(7/16/2019)
RR
Florida
(7/17/2019)
RR
Georgia
(9/6/2019)
RR
Idaho
(8/16/2019)
RR
Illinois
(3/8/2021)
RR
Indiana
(2/17/2021)
RR
Iowa
(2/19/2021)
RR
Maryland
(2/16/2021)
RR
Michigan
(8/27/2019)
RR
Minnesota
(4/14/2020)
RR
Montana
(11/6/2019)
RR
Nevada
(8/23/2019)
RR
New Jersey
(2/16/2021)
RR
New Mexico
(8/29/2019)
RR
North Carolina
(8/16/2019)
RR
Ohio
(8/6/2019)
RR
Oregon
(8/15/2019)
RR
Pennsylvania
(8/15/2019)
RR
South Carolina
(9/12/2019)
RR
Texas
(8/19/2019)
RR
Utah
(8/16/2019)
RR
Virginia
(8/16/2019)
RR
Washington
(8/15/2019)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2019About the Series 63 exam

Series 22TO — Direct Participation Programs Representative Examination

Passed Jan 2023About the Series 22TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 24 — General Securities Principal Examination

Passed Nov 1985About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view John William Freeborn's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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