Robert A. Fisk
Professional summary
Robert Albert Fisk, who also goes by Bob Fisk, is a registered financial professional currently at ODEON CAPITAL GROUP LLC located in Radnor, Pennsylvania.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1984. Robert has worked at 9 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Albert Fisk's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 29, 2016 - Present
ODEON CAPITAL GROUP LLC
Office #1: 290 King Of Prussia Road Building 2, Suite 200, Radnor, PA 19087April 24, 2014 - September 6, 2016
MERRIMAN CAPITAL, INC.
November 26, 1996 - April 23, 2014
PHILADELPHIA BROKERAGE CORPORATION
May 27, 1994 - November 11, 1996
PRUDENTIAL EQUITY GROUP, LLC
July 31, 1993 - June 6, 1994
CITIGROUP GLOBAL MARKETS INC.
December 17, 1992 - July 31, 1993
LEHMAN BROTHERS INC.
October 21, 1988 - December 23, 1992
ADVEST, INC.
September 20, 1988 - December 23, 1992
ADVEST, INC.
September 10, 1985 - September 26, 1988
HALPERT AND COMPANY, INC.
September 25, 1984 - August 8, 1985
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/29/2016)
(7/29/2016)
(7/29/2016)
(8/22/2016)
(8/2/2016)
(10/29/2018)
(9/14/2016)
(7/29/2016)
(7/29/2016)
(7/29/2016)
(11/6/2019)
(10/30/2018)
(7/29/2016)
(11/5/2019)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
ODEON CAPITAL GROUP LLC
CRD#: 148493 / SEC#: , 8-68033
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SCHWARTZBERG, EVAN | EXECUTIVE MEMBER, MANAGING DIRECTOR & GENERAL SECURITIES PRINCIPAL | 4577412 |
| VAN ALSTYNE, MATHEW HADLOCK | EXECUTIVE MEMBER, MANAGING DIRECTOR & GENERAL SECURITIES PRINCIPAL | 5616065 |
| DORFMAN, AARON PAUL | FINOP/CFO/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER | 6158487 |
| TOLLA, CHRISTOPHER J | CHIEF COMPLIANCE OFFICER/CHIEF INFORMATION OFFICER | 5516420 |
| WOLF, THOMAS MICHAEL | SVP/ROSFP | 4509850 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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