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Mathew Hadlock Van Alstyne

ODEON CAPITAL ADVISORS
NEW YORK, NY
·CRD# 5616065·17 years experience

Professional Summary

Mathew Hadlock Van Alstyne, who also goes by Mat Van Alstyne, is a registered financial advisor currently at ODEON CAPITAL ADVISORS LLC located in New York, New York and ODEON CAPITAL GROUP LLC located in New York, New York. Mathew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Mathew has worked at 3 firms and has passed the Series 63, Series 52TO, Series...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mat Van Alstyne

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years in the financial services industry

Current & Past Employments

ODEON CAPITAL ADVISORS LLC·CRD# 307619
RIA
1. 750 Lexington Avenue, New York, NY 100222. Denver, CO
December 14, 2022 - Present
ODEON CAPITAL GROUP LLC·CRD# 148493
BD
1. 750 Lexington Avenue, New York, NY 100222. 750 Lexington Avenue 27th Fl., New York, NY, 10022
May 18, 2009 - Present
BONWICK CAPITAL PARTNERS, LLC·CRD# 156469
BD
New York, NY
May 8, 2014 - February 6, 2015
BONWICK CAPITAL PARTNERS, LLC·CRD# 156469
BD
New York, NY
August 9, 2012 - February 1, 2013

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Current Firm

OC
ODEON CAPITAL ADVISORS LLC

JET CAPITAL MANAGEMENT LTD. | SDS FAMILY OFFICE, LLC | ODEON CAPITAL ADVISORS LLC

CRD#: 307619 / SEC#: 801-119007
RIA
Registered Investment Advisory firm - SEC (7/6/2020 Approved)

Contact Information

Main Address

750 Lexington Avenue, New York, NY 10022

Phone Number

(646) 214-7647

# of Employees

10

SEC notice filing (10 States and Territories)

Registered to provide investment advisory services in 10 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

OCA ADV PART 2A 09-15-2026 (9/15/2026)

Regulatory Assets Under Management

Total Number of Accounts

35

AUM (Assets Under Management)

$967,487,949

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LIGHT DOORS LLC, 750 LEXINGTON AVE., 27TH FL, NYC, 10022, MEMBER, 6/19/12, LESS THAN 1HR/MO., LESS THAN 1HR DURING TRDING HRS., INVESTMENT RELATED, POTENTIAL INCOME, PASSIVE INVESTMENT IN MULTIPLE COMPANIES . PINEBARRENS LLC, 750 LEXINGTON AVE, 27TH FL. NYC 10022, MEMBER, 1/3/13, LESS THAN 1HR/MO., LESS THAN 1HR DURING TRDING HRS., INVESTMENT RELATED, POTENTIAL INCOME, INVESTMENT IN HEDGE FUND. PROJECT INVESTORS LLC, 750 LEXINGTON AVE., 27TH FL., NYC 10022, MEMBER, 3/11/13, LESS THAN 1HR/MO., LESS THAN 1DAY DURING TRDING HRS., INVESTMENT RELATED, POTENTIAL INCOME, NO DUTIES, PASSIVE INVESTMENT IN RESTAURANT. ELDRIDGE BEAUMONT, LLC, 750 LEXINGTON AVE, 27TH FL., NYC 10022, MANAGING MEMBER, IT, 12/15/13, LESS THAN 2HR/MO., LESS THAN 1HR DURING TRDING HRS., INVESTMENT RELATED, POTENTIAL INCOME, INVESTMENT IN START-UP WEBSITE COMPANY. Digital Packager LLC (sub-investment of Eldridge Beaumont LLC). Member of the Board of Directors. APPROX 2 hours per week after trading hours. Not investment related. Digital Packager Corp. Member of the Board of Directors. APPROX 5 hours per month after trading hours. Not investment related. Allenby Specialty Finance LLC , along with Allenby originated special purpose financing vehicles. Member. Commercial real estate lending service. New York, NY. Investment related. 5 Hours per month, 5 Hours per month during trading hours. For compensation. Cellarium LLC. New York, NY. Member. Personal/Employee Owned, Passive Investment Vehicle. Investment Related. Not for compensation outside of any investment gains. Less than 5 hours per month during our outside of trading hours. Odeon Capital Advisors LLC (formerly SDS Family Office, LLC). New York, NY. Co-Founder and Passive Member. Investment Adviser Startup. For compensation. Investment Related. 0 hours per month during trading hours or after hours. Excobichu LLC. New York, NY. Member. Passive investment vehicle for private equity investment. Investment Related. Not for compensation outside of investment returns. Less than 1 hour per month. Zero hours during trading hours. Jemm Partners LLC. New York, NY. Managing Member. Passive investment vehicle for private fund investment. Investment related. Not for compensation outside of investment returns. 0-1 hours per month outside of business hours, Zero hours during trading hours. Ducks Kongs LLC. New York, NY. Founding Member. Passive investment vehicle. Investment related. Not for compensation outside of investment returns. 1 hour per month during trading hours. Amenia 5 Ball LLC. Amenia, NY. Member. Passive investment vehicle. Investment related. Not for compensation outside of investment returns. 1 hour per month outside of trading hours. MVADES LLC. New York, NY. Member. Passive real estate investment vehicle. Investment related. Not for compensation outside of investment returns. Less than 1 hour per month during or outside of trading hours.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OC
ODEON CAPITAL ADVISORS LLC

JET CAPITAL MANAGEMENT LTD. | SDS FAMILY OFFICE, LLC | ODEON CAPITAL ADVISORS LLC

CRD#: 307619 / SEC#: 801-119007
RIA
Registered Investment Advisory firm - SEC (7/6/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(8/21/2013)
RR
Alaska
(8/10/2013)
RR
Arizona
(1/24/2011)
RR
Arkansas
(6/13/2013)
RR
California
(2/3/2011)
RR
Colorado
(3/15/2010)
IAR
Colorado
(12/14/2022)
RR
Connecticut
(2/2/2010)
RR
Delaware
(6/4/2013)
RR
District of Columbia
(10/25/2010)
RR
Florida
(9/16/2010)
RR
Georgia
(7/30/2012)
RR
Hawaii
(11/9/2011)
RR
Idaho
(8/10/2013)
RR
Illinois
(7/30/2012)
RR
Indiana
(9/8/2010)
RR
Iowa
(8/10/2013)
RR
Kansas
(8/10/2013)
RR
Kentucky
(8/10/2013)
RR
Louisiana
(8/10/2013)
RR
Maine
(5/23/2014)
RR
Maryland
(10/7/2010)
RR
Massachusetts
(7/30/2012)
RR
Michigan
(8/10/2013)
RR
Minnesota
(7/30/2012)
RR
Mississippi
(9/6/2013)
RR
Missouri
(10/23/2013)
RR
Montana
(8/10/2013)
RR
Nebraska
(6/25/2014)
RR
Nevada
(7/16/2014)
RR
New Hampshire
(10/3/2013)
RR
New Jersey
(11/6/2009)
RR
New Mexico
(9/27/2013)
RR
New York
(5/19/2009)
IAR
New York
(12/14/2022)
RR
North Carolina
(6/20/2014)
RR
North Dakota
(3/13/2014)
RR
Ohio
(9/21/2010)
RR
Oklahoma
(6/20/2014)
RR
Oregon
(7/15/2014)
RR
Pennsylvania
(7/28/2010)
RR
Puerto Rico
(4/2/2014)
RR
Rhode Island
(10/8/2013)
RR
South Carolina
(11/13/2013)
RR
South Dakota
(10/8/2013)
RR
Tennessee
(4/19/2023)
RR
Texas
(7/12/2010)
RR
Utah
(11/6/2009)
RR
Vermont
(2/28/2014)
RR
Virgin Islands
(8/1/2014)
RR
Virginia
(9/30/2010)
RR
Washington
(7/30/2012)
RR
West Virginia
(12/19/2013)
RR
Wisconsin
(7/1/2014)
RR
Wyoming
(8/10/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2009About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Sep 2025About the Series 52TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Jun 2018About the Series 3 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Feb 2012

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Dec 2009About the Series 87 exam

Series 7 — General Securities Representative Examination

Passed Feb 2009About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Aug 2009About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Feb 2009About the Series 24 exam
FINRA
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Mathew Hadlock Van Alstyne's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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