Patrick T. Kennedy
Professional summary
Patrick Thomas Kennedy, who also goes by Pat Kennedy, is a registered financial professional currently at BA SECURITIES, LLC located in W. Conshohocken, Pennsylvania.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 1984. Patrick has worked at 9 firms and has passed the Series 63, Series 65, SIE, Series 3, Series 7, Series 10, Series 9 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patrick Thomas Kennedy's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 26, 2025 - Present
BA SECURITIES, LLC
Office #1: Four Tower Bridge 200 Barr Harbor Drive, Suite 400, W. Conshohocken, PA 19428April 6, 2021 - September 9, 2025
PTP SECURITIES, LLC
November 15, 2019 - March 31, 2021
PODESTA & CO.
July 19, 2010 - March 21, 2016
MORGAN STANLEY & CO. LLC
March 17, 2009 - June 1, 2010
SEAPORT GLOBAL SECURITIES LLC
October 26, 2006 - December 31, 2008
UHLMANN PRICE SECURITIES, LLC
January 17, 2006 - April 8, 2009
GENEVA ADVISORS, LLC
April 19, 1989 - June 28, 2005
CREDIT SUISSE SECURITIES (USA) LLC
October 26, 1984 - May 23, 1989
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/30/2025)
(9/19/2025)
(9/30/2025)
(10/1/2025)
(9/30/2025)
(9/30/2025)
(9/30/2025)
(9/22/2025)
(9/30/2025)
Exams
Series 8
Date: 10/28/1994
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
BA SECURITIES, LLC
CRD#: 153489 / SEC#: , 8-68545
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BA HOLDCO, LLC | OWNER | |
| BOLDEN, MICHAEL LABRADOR | CHIEF COMPLIANCE OFFICER | 6411755 |
| CHUFF, JOHN JOSEPH | PRESIDENT | 1205736 |
| HATLING, PEDER ALAN | PRINCIPAL | 5240595 |
| JUILIANO, COLLEEN JANE | FINOP | 4818898 |
| KELLER-YOUNG, SUZANNE | OPERATIONS MANAGER | 5495492 |
| PICKENS, DANIEL NEHIL | PRINCIPAL | 1042225 |
| WENTZLER, DENNIS RAYMOND | CHIEF OPERATIONS OFFICER & AML OFFICER | 4221461 |
Red Flags
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