Patrick J. Durkin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick James Durkin was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 1993. Patrick had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 22, 2018 - August 3, 2020
CRITO CAPITAL LLC
August 27, 2009 - February 6, 2015
BARCLAYS CAPITAL INC.
April 8, 2009 - September 1, 2009
EMERALD POINT CAPITAL, LLC
October 4, 2004 - April 14, 2008
CREDIT SUISSE SECURITIES (USA) LLC
June 11, 2003 - September 13, 2004
CREDIT SUISSE ASSET MANAGEMENT SECURITIES LLC
April 24, 2001 - September 20, 2002
PERSHING LLC
April 24, 2001 - October 3, 2002
CREDIT SUISSE SECURITIES (USA) LLC
November 3, 2000 - April 19, 2001
CREDIT SUISSE SECURITIES (USA) LLC
April 12, 1994 - April 18, 2001
PERSHING LLC
January 4, 1993 - April 11, 1994
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CRITO CAPITAL LLC
CRD#: 161724 / SEC#: , 8-69050
Contact information
FINRA licenses (24 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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