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Michael Anthony Galantino

PHILADELPHIA PARTNERS CAPITAL MANAGEMENT
BALA CYNWYD, PA
·CRD# 1277218·42 years experience

Professional Summary

Michael Anthony Galantino is a registered financial advisor currently at PHILADELPHIA PARTNERS CAPITAL MANAGEMENT, LLC located in Bala Cynwyd, Pennsylvania and CHAPIN, DAVIS located in Bala Cynwyd, Pennsylvania. Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Michael has worked at 12 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

PHILADELPHIA PARTNERS CAPITAL MANAGEMENT, LLC·CRD# 294016
RIA
2 Bala Plaza Suite 604, Bala Cynwyd, PA 19004
August 15, 2018 - Present
CHAPIN, DAVIS·CRD# 28116
RIA
BD
2 Bala Plaza Suite 604, Bala Cynwyd, PA 19004
October 29, 2019 - Present
CHAPIN, DAVIS·CRD# 28116
RIA
BD
2 Bala Plaza Suite 604, Bala Cynwyd, PA 19004
June 13, 2018 - Present
PHILADELPHIA PARTNERS CAPITAL MANAGEMENT, LLC·CRD# 294016
RIA
West Conshohocken, PA
May 17, 2018 - June 12, 2018
CV BROKERAGE, INC·CRD# 462
BD
Williamstown, NJ
April 26, 2018 - June 12, 2018
BOENNING & SCATTERGOOD, INC.·CRD# 100
RIA
West Conshohocken, PA
June 25, 2009 - April 23, 2018
DREXEL HAMILTON, LLC·CRD# 143570
BD
Philadelphia, PA
September 26, 2007 - October 1, 2008
BOENNING & SCATTERGOOD, INC.·CRD# 100
BD
West Conshohocken, PA
January 16, 2007 - April 23, 2018
PHILADELPHIA PARTNERS CAPITAL MANAGEMENT LLC·CRD# 139656
RIA
Berwyn, PA
March 30, 2006 - December 31, 2016
HAVERFORD TRUST SECURITIES, INC.·CRD# 13214
BD
Radnor, PA
January 10, 2006 - February 7, 2006
HAVERFORD TRUST SECURITIES, INC.·CRD# 13214
BD
Radnor, PA
November 12, 2004 - December 31, 2005
HAVERFORD FINANCIAL SERVICES, INC.·CRD# 130007
RIA
Radnor, PA
November 8, 2004 - February 7, 2006
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
January 28, 1995 - May 26, 2004
KIDDER, PEABODY & CO. INCORPORATED·CRD# 7613
BD
New York, NY
November 25, 1992 - January 28, 1995
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
April 14, 1986 - December 3, 1992
FIRST JERSEY SECURITIES, INC.·CRD# 6621
BD
June 20, 1984 - April 16, 1986

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Current Firm

CD
CHAPIN, DAVIS

CHAPIN DAVIS ASSET MANAGEMENT | PATAPSCO SECURITIES INC. D/B/A CHAPIN, DAVIS | PATAPSCO SECURITIES INC. | OAKTREE PORTFOLIO MANAGEMENT | CHAPIN, DAVIS | CHAPIN DAVIS, INC. | CHAPIN DAVIS, INC

CRD#: 28116 / SEC#: 801-70987, 8-43485
RIA
Registered Investment Advisory firm - SEC (1/13/2010 Approved)
Maryland
Registered Investment Advisory firm - SEC (6/26/2013 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

1411 Clarkview Road, Baltimore, MD 21209

Mailing Address

1411 Clarkview Road, Baltimore, MD 21209

Phone Number

(410) 435-3200

Established

Maryland since 12/12/1990

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

# of Employees

26

SEC notice filing (16 States and Territories)

Registered to provide investment advisory services in 16 US states and territories.

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 16 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

WRAP-FEE PROGRAM BROCHURE (5/18/2026)

Direct owners and executive officers

NamePositionCRD#
ALBERT, TALBOT JONES IVCHAIRMAN OF THE BOARD, CEO1620715
HAYES, ELISABETH ALBERTDIRECTOR/SHAREHOLDER1824604
BRUBAKER, THOMAS ALLENDIRECTOR860338
CARTER, ANA ROUMENOVAFINANCIAL PRINCIPAL4424794
GALANTINO, MICHAEL ANTHONYPRESIDENT/DIRECTOR1277218
KAEHLER, ROBERT JAMESCHIEF COMPLIANCE OFFICER2858149
MURRAY, KEITH LAWRENCEDIRECTOR2726392

Regulatory Assets Under Management

Total Number of Accounts

779

AUM (Assets Under Management)

$642,788,940

Disclosures

Regulatory Event

11

Civil Event

1

Arbitration

1

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
12/29/2025Cover PageReport
01/27/2025Cover PageReport
04/26/2024Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Philadelphia Partners Capital Management, LLC - Managing Member and Investment Advisor Representative, Investment Related Business (Not under common ownership with Chapin Davis). Providing investment advice and ongoing account monitoring. Ten hours per week during trading hours. Chapin Davis Insurance, Inc. / investment related / 1411 Clarkview Road, Baltimore, MD 21209 / Insurance Sales / Sales Agent / Agent / 06-13-2018 start date / 4 hours per month / 8 hours during securities trading hours / sales and service of variable and fixed insurance products. Bond Club of Philadelphia / not investment related / 1143 Peddle Springs Drive, Berwyn, PA 19312 / financial professional education / Officer/Director / Feb 24, 2021 / 8 hours / 8 hours / help identify speakers/presenters for Club events.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CD
CHAPIN, DAVIS

CHAPIN DAVIS ASSET MANAGEMENT | PATAPSCO SECURITIES INC. D/B/A CHAPIN, DAVIS | PATAPSCO SECURITIES INC. | OAKTREE PORTFOLIO MANAGEMENT | CHAPIN, DAVIS | CHAPIN DAVIS, INC. | CHAPIN DAVIS, INC

CRD#: 28116 / SEC#: 801-70987, 8-43485
RIA
Registered Investment Advisory firm - SEC (1/13/2010 Approved)
Maryland
Registered Investment Advisory firm - SEC (6/26/2013 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(11/7/2025)
RR
California
(4/28/2023)
RR
Colorado
(6/14/2018)
RR
Connecticut
(6/13/2018)
RR
Delaware
(6/27/2018)
RR
District of Columbia
(7/11/2018)
RR
Florida
(7/3/2018)
RR
Georgia
(7/2/2018)
RR
Illinois
(6/13/2018)
RR
Maine
(7/13/2023)
RR
Maryland
(7/17/2023)
RR
Nevada
(1/30/2020)
RR
New Hampshire
(1/22/2020)
RR
New Jersey
(7/2/2018)
RR
New York
(6/29/2018)
RR
North Carolina
(6/22/2018)
RR
Ohio
(1/27/2022)
RR
Oregon
(11/3/2025)
RR
Pennsylvania
(6/13/2018)
IAR
Pennsylvania
(8/15/2018)
RR
South Carolina
(6/14/2018)
RR
Texas
(6/29/2018)
RR
Virginia
(1/6/2026)
RR
Washington
(1/14/2022)
RR
West Virginia
(6/12/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 1993About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1984About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 1984About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jun 2007About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Michael Anthony Galantino's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Michael Anthony Galantino's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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