Colleen M. Murphy
Professional summary
Colleen Marie Murphy, who also goes by Colleen Marie Cheeh, Colleen Marie Cheek, Colleen Marie Murphy, Colleen Murphy, is a registered financial professional currently at NATALLIANCE SECURITIES, LLC located in Charlotte, North Carolina.
Colleen is registered as a RR (Registered Representative) and started their career in finance in 1986. Colleen has worked at 7 firms and has passed the Series 63, Series 79TO, Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Colleen Marie Murphy's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 1, 2020 - Present
NATALLIANCE SECURITIES, LLC
Office #1: 4201 Congress St, Ste 375, Charlotte, NC 28209October 2, 2017 - April 6, 2020
HILLTOP SECURITIES INC.
July 3, 2017 - October 1, 2017
STONEX FINANCIAL INC.
October 25, 2016 - January 5, 2017
STONEX FINANCIAL INC.
May 2, 2014 - July 3, 2017
STERNE, AGEE & LEACH, INC.
February 13, 2013 - May 6, 2014
RAYMOND JAMES & ASSOCIATES, INC.
March 8, 2002 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
March 20, 1986 - March 21, 2002
WACHOVIA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 4/20/2019
Securities Trader ExamFINRA
Current Firm
NATALLIANCE SECURITIES, LLC
CRD#: 39455 / SEC#: , 8-48723
Contact information
FINRA licenses (46 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATALLIANCE HOLDING COMPANY LLC | OWNER | |
| ADAMS, JASON | BOARD MEMBER | 2690575 |
| BRENNER, ANDREW SCOTT | BOARD MEMBER | 1227535 |
| BUSH, FRED COSTON | CFO/COO | 3075024 |
| CARREON, MICHELLE ELLIS | CCO | 4861485 |
| GIORDANO, MICHAEL JAMES | BOARD MEMBER | 5942248 |
| HENDRICKSON, GEORGE ALEXANDER BROWN | BOARD MEMBER | 2382347 |
| LIEPMAN, JOHN FRANCIS | BOARD MEMBER | 2037298 |
| LOERCH, SAMUEL JAMES | BOARD MEMBER | 1195328 |
| SALTER, MARK MYLES | BOARD MEMBER/CEO/PRESIDENT | 1180139 |
| TAYLOR, BRADFORD STEPHEN | BOARD MEMBER | 5751455 |
Disclosures
| Regulatory Event | 8 |
Red Flags
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