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JM

John Joseph Mckenna Jr

HAMILTON CLARK SUSTAINABLE CAPITAL
WASHINGTON, DC
·CRD# 1268999·36 years experience

Professional Summary

John Joseph Mckenna JR, who also goes by John Joseph Mckenna, is a registered financial advisor currently at HAMILTON CLARK SUSTAINABLE CAPITAL, INC. located in Washington, District Of Columbia. John is registered as a RR (Registered Representative) and started their career in finance in 1990. John has worked at 2 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John Joseph Mckenna

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

HAMILTON CLARK SUSTAINABLE CAPITAL, INC.·CRD# 26010
BD
1. 1701 Pennsylvania Avenue Nw Suite 200, Washington, DC 200062. Washington, DC3. Dublin, NH
September 27, 2002 - Present
PRICEWATERHOUSECOOPERS CORPORATE FINANCE LLC·CRD# 41461
BD
New York, NY
August 25, 1998 - January 17, 2001
HAMILTON CLARK SUSTAINABLE CAPITAL, INC.·CRD# 26010
BD
Washington, DC
August 20, 1990 - August 12, 1998

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Current Firm

HC
HAMILTON CLARK SUSTAINABLE CAPITAL, INC.

DOMINION FINANCIAL SECURITIES COMPANY | MCKENNA SECURITIES COMPANY | HAMILTON CLARK SUSTAINABLE CAPITAL, INC. | HAMILTON CLARK SECURITIES COMPANY | HAMILTON CLARK & CO.

CRD#: 26010 / SEC#: 8-42236
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

1701 Pennsylvania Avenue Nw Suite 200, Washington, DC 20006

Mailing Address

1701 Pennsylvania Avenue Nw Suite 200, Washington, DC 20006

Phone Number

(202) 461-2252

Established

Delaware since 01/24/1990

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (15 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
HAMILTON CLARK & CO. LLCOWNER—
CRAWFORD, ROSS FREEMANMANAGING DIRECTOR3267620
LEGAYE, DANIEL EUGENE SRFINOP/PFO/POO1055035
MCKENNA, JOHN JOSEPH JRPRESIDENT/CEO/ CHAIRMAN/ MANAGING DIRECTOR/CCO1268999

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(9/3/2020)
RR
California
(2/21/2017)
RR
District of Columbia
(2/9/2011)
RR
Florida
(8/5/2020)
RR
Louisiana
(7/5/2023)
RR
Maryland
(8/2/2022)
RR
Massachusetts
(1/11/2017)
RR
Missouri
(7/6/2017)
RR
New Hampshire
(1/18/2017)
RR
New Jersey
(2/16/2018)
RR
New York
(2/21/2018)
RR
North Carolina
(8/1/2022)
RR
Oregon
(1/2/2018)
RR
Texas
(10/18/2002)
RR
Virginia
(3/18/2004)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1990About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 1990About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Oct 1990About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view John Joseph Mckenna JR's CRS (Customer Relationship Summary).

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