Daniel Eugene Legaye Sr
Professional Summary
Daniel Eugene Legaye SR, who also goes by Daniel Eugene Legaye, is a registered financial advisor currently at HAMILTON CLARK SUSTAINABLE CAPITAL, INC. located in Washington, District Of Columbia and OPPORTUNE PARTNERS LLC located in Houston, Texas. Daniel is registered as a RR (Registered Representative) and started their career in finance in 1982. Daniel has worked at 47 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 22, Series 28 and...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Daniel Eugene Legaye
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
44 years in the financial services industry
Current & Past Employments
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Current Firm
16 POINTS LLC | DOGWOOD SECURITIES LLC
Contact Information
Main Address
10101 Cond Royal Palm, Vega Alta, PR 00692Mailing Address
10101 Cond Royal Palm, Vega Alta, PR 00692Phone Number
+1 (646) 820-7750Established
New York since 04/14/2015Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (4 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed Dec 1981About the Series 22 examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Apr 1992About the Series 28 examSeries 39 — Direct Participation Programs Principal Examination
Passed Dec 1981About the Series 39 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Daniel Eugene Legaye SR's CRS (Customer Relationship Summary).
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