Robert Mcintrye Flood Iii
Professional Summary
Robert Mcintrye Flood III, who also goes by Bob Flood III, Robert Mcintyre Flood III, is a registered financial advisor currently at BLBB ADVISORS located in Montgomeryville, Pennsylvania and THE LEADERS GROUP, INC. located in Summit, New Jersey. Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Robert has worked at 16 firms and has passed the Series 63, SIE, Series 6TO and...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Bob Flood Iii, Robert Mcintyre Flood Iii
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
41 years in the financial services industry
Current & Past Employments
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Current Firm
BLB & B ADVISORS, LLC | BLBB ADVISORS
Contact Information
Main Address
103 Montgomery Avenue, Montgomeryville, PA 18936Mailing Address
P.o. Box 1010, Montgomeryville, PA 18936Phone Number
(215) 643-9100# of Employees
32SEC notice filing (32 States and Territories)
Registered to provide investment advisory services in 32 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
3,957AUM (Assets Under Management)
$3,255,397,467Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/23/2025 | Cover Page | Report |
| 08/30/2024 | Cover Page | Report |
| 04/02/2024 | Cover Page | Report |
| 11/07/2023 | Cover Page | Report |
| 11/02/2023 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
BLB & B ADVISORS, LLC | BLBB ADVISORS
State Registrations and Notice Filings
(2/3/2023)
(1/14/2019)
(1/3/2022)
(1/16/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Oct 2021About the Series 6TO examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Robert Mcintrye Flood III's CRS (Customer Relationship Summary).
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