Robert M. Flood

BLBB ADVISORS

Montgomeryville, PA 18936

Some features on this profile are disabled

CRD#: 1260398

Professional summary

Robert Mcintrye Flood III, who also goes by Bob Flood III, Robert Mcintyre Flood III, is a registered financial advisor currently at BLBB ADVISORS located in Montgomeryville, Pennsylvania and THE LEADERS GROUP, INC. located in Summit, New Jersey.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Robert has worked at 16 firms and has passed the Series 63, SIE, Series 6TO and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bob Flood Iii | Robert Mcintyre Flood Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) BLB&B ADVISORS LLC - 1/1/2019 - PO Box 1010, Montgomeryville, PA 18936 - Solicitor, Refer prospects for financial planning and investment management, IAR Business, 8 hrs/mo; 8 hrs/mo (during trading hours). 2.) LC ADVISOR - 9/15/1983 - 1348 Hideaway Circle, Suite B, Fort Washington, PA 19034 - Owner/Principal, Marketing/sales/service/life/DI and LTC insurance, Insurance business, 160 hrs/mo; 120 hrs/mo (during trading hours).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Mcintrye Flood III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 14, 2019 - Present

BLBB ADVISORS

Office #1: 103 Montgomery Avenue, Montgomeryville, PA 18936

RIA

CRD#: 139096

Montgomeryville, PA

Current

November 12, 2021 - Present

THE LEADERS GROUP, INC.

Office #1: 475 Springfield Ave, Summit, NJ 07901

CRD#: 37157

SUMMIT, NJ

Past

August 18, 2017 - December 31, 2018

THE GWYNEDD COMPANY

RIA

CRD#: 105936

LANSDALE, PA

Past

December 2, 2013 - December 11, 2017

FIDELITY FEDERAL PLANNING CORP.

RIA

CRD#: 114873

MONTGOMERYVILLE, PA

Past

September 3, 2013 - November 13, 2013

CETERA WEALTH SERVICES, LLC

CRD#: 13572

BERWYN, PA

Past

January 29, 2013 - September 3, 2013

WALNUT STREET SECURITIES, INC.

CRD#: 15840

BERWYN, PA

Past

January 2, 2013 - November 21, 2013

AMERICAN FINANCIAL MANAGEMENT GROUP, LTD.

RIA

CRD#: 119449

BERWYN, PA

Past

September 24, 2008 - February 28, 2013

INR ADVISORY SERVICES, LLC

RIA

CRD#: 136996

MEDIA, PA

Past

August 4, 2008 - January 23, 2013

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

MEDIA, PA

Past

November 14, 2007 - July 30, 2008

HRH INVESTMENT ADVISORS, LLC

RIA

CRD#: 112189

FORT WASHINGTON, PA

Past

September 4, 2001 - July 30, 2008

WESTPORT FINANCIAL SERVICES, L.L.C.

CRD#: 38449

FT. WASHINGTON, PA

Past

January 6, 2000 - August 13, 2001

AON SECURITIES LLC

CRD#: 4138

CHICAGO, IL

Past

April 29, 1997 - December 31, 1999

WESTPORT FINANCIAL SERVICES, L.L.C.

CRD#: 38449

JACKSONVILLE, FL

Past

June 17, 1991 - March 17, 1997

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

September 25, 1989 - June 20, 1991

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

CONSHOHOCKEN, PA

Past

May 14, 1987 - September 25, 1989

JANNEY MONTGOMERY SCOTT LLC

CRD#: 463

PHILADELPHIA, PA

Past

December 18, 1984 - May 20, 1987

RUTHERFORD, BROWN & CATHERWOOD, LLC

CRD#: 10306

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLBB ADVISORS

BLB & B ADVISORS, LLC | BLBB ADVISORS

CRD#: 139096 / SEC#: 801-65840

RIA

Registered Investment Advisory firm - (3/8/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(2/3/2023)

IAR

Pennsylvania
(1/14/2019)

Pennsylvania
(1/3/2022)

Virginia
(1/16/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 12/23/2021

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/12/2021

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6TO

Date: 10/27/2021

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 12/15/1984

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

BLBB ADVISORS

BLB & B ADVISORS, LLC | BLBB ADVISORS

CRD#: 139096 / SEC#: 801-65840

RIA

Registered Investment Advisory firm - (3/8/2006 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

103 Montgomery Avenue, Montgomeryville, PA 18936

Mailing Address

P.o. Box 1010, Montgomeryville, PA 18936

Phone number

(215) 643-9100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (30 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A BLBB_3_26_2025 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	3,588
AUM (Assets Under Management)	$ 2,739,761,758

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/23/2025	Cover Page	Report
08/30/2024	Cover Page	Report
04/02/2024	Cover Page	Report
11/07/2023	Cover Page	Report
11/02/2023	Cover Page	Report
01/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Paul Mullen

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

Horsham, PA

Boris Niko

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Feasterville, PA

Dustin Willing

KESTRA ADVISORY SERVICES, LLC

IAR

Wayne, PA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Robert M. Flood

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Mcintrye Flood III's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE LEADERS GROUP, INC.

THE GWYNEDD COMPANY

FIDELITY FEDERAL PLANNING CORP.

CETERA WEALTH SERVICES, LLC

WALNUT STREET SECURITIES, INC.

AMERICAN FINANCIAL MANAGEMENT GROUP, LTD.

INR ADVISORY SERVICES, LLC

CAMBRIDGE INVESTMENT RESEARCH, INC.

HRH INVESTMENT ADVISORS, LLC

WESTPORT FINANCIAL SERVICES, L.L.C.

AON SECURITIES LLC

WESTPORT FINANCIAL SERVICES, L.L.C.

MML INVESTORS SERVICES, LLC

HORNOR, TOWNSEND & KENT, LLC

JANNEY MONTGOMERY SCOTT LLC

RUTHERFORD, BROWN & CATHERWOOD, LLC

Primary Firm SEC Registration

BLBB ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 12/23/2021

SIE

Date: 11/12/2021

Series 6TO

Date: 10/27/2021

Series 7

Date: 12/15/1984

FINRA

Current Firm

BLBB ADVISORS

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BLBB ADVISORS

TRUST BUT VERIFY

Similar Advisors