Jeanne Elizabeth Rockman
Professional Summary
Jeanne Elizabeth Rockman, who also goes by Jeanne Elizabeth Hernandez, Jeanne Hernandez, is a registered financial advisor currently at LIVINGSTON SECURITIES, LLC located in Uniondale, New York. Jeanne is registered as a RR (Registered Representative) and started their career in finance in 1988. Jeanne has worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jeanne Elizabeth Hernandez, Jeanne Hernandez
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
38 years in the financial services industry
Current & Past Employments
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Current Firm
LIVINGSTON SECURITIES, LLC
Contact Information
Main Address
626 Rexcorp Plaza Suite 603, West Tower, Uniondale, NY 11556Mailing Address
626 Rexcorp Plaza Suite 603, West Tower, Uniondale, NY 11556Phone Number
(212) 520-8478Established
New York since 10/10/2006Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (38 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Jeanne Elizabeth Rockman's CRS (Customer Relationship Summary).
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