Rajendra K. Gupta
Professional Summary
Rajendra K. Gupta, who also goes by Rajendra K Gupta, Rajendra Gupta, Rich K Gupta, Rich Gupta, is a registered financial advisor currently at ARCSTONE SECURITIES LLC located in New York, New York. Rajendra is registered as a RR (Registered Representative) and started their career in finance in 2004. Rajendra has worked at 13 firms and has passed the Series 63, Series 65, Series 99TO, SIE, Series 7, Series 24 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Rajendra K Gupta, Rajendra Gupta, Rich K Gupta, Rich Gupta
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
22 years in the financial services industry
Current & Past Employments
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Current Firm
ARCSTONE SECURITIES LLC | ARCVIEW CAPITAL, LLC
Contact Information
Main Address
885 Third Avenue 21st Floor, New York, NY 11232Mailing Address
885 Third Avenue 21st Floor, New York, NY 11232Phone Number
(646) 226-9300Established
Delaware since 08/13/2019Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (4 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/18/2025)
(11/18/2025)
(12/3/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Rajendra K. Gupta's CRS (Customer Relationship Summary).
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