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Albert C. Weymann

MALLORY CAPITAL GROUP
Darien, CT 06820-3203
Some features on this profile are disabled
CRD#: 1248304
AW

Professional summary


Albert Conrad Weymann III, who also goes by A Conrad Weymann III, Con Weymann III, is a registered financial professional currently at MALLORY CAPITAL GROUP, LLC located in Darien, Connecticut.

Albert is registered as a RR (Registered Representative) and started their career in finance in 1994. Albert has worked at 3 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


A Conrad Weymann Iii | Con Weymann Iii

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Albert Conrad Weymann III's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 30, 2001 - Present

MALLORY CAPITAL GROUP, LLC

Office #1: 62 Deepwood Road Suite 204, Darien, CT 06820-3203
BD
CRD#: 108486
Darien, CT
Past

March 29, 2000 - August 20, 2001

AUERBACH, POLLAK & RICHARDSON INC.

BD
CRD#: 29824
STAMFORD, CT
Past

September 11, 1996 - December 3, 1999

AUERBACH, POLLAK & RICHARDSON INC.

BD
CRD#: 29824
STAMFORD, CT
Past

December 15, 1994 - July 1, 1996

EATON PARTNERS, LLC

BD
CRD#: 31170
ROWAYTON, CT

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(7/31/2001)
RR
New York
(6/29/2005)

Exams


State Security Law Exam
RR
Series 63
Date: 2/14/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


MC
MALLORY CAPITAL GROUP, LLC
MALLORY CAPITAL GROUP, LLC

CRD#: 108486 / SEC#: , 8-53084

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
62 Deepwood Road, Ste. 204, Darien, CT 06820
Mailing Address
62 Deepwood Road, Ste. 204, Darien, CT 06820
Phone number
(203) 655-1571
Established
Connecticut since 12/27/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
CAPITAL ENGINE SECURITIES MANAGERS LLCOWNER
BURNAT, ROBERT MARKFINOP1262266
WEYMANN, ALBERT CONRAD IIIPRESIDENT (12/2000), CCO (11/2004)1248304

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MALLORY CAPITAL GROUP, LLC

CRD#: 108486Darien, CT 06820-3203

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