Edward Joseph Tucker Jr
Professional Summary
Edward Joseph Tucker JR, who also goes by Edward Joseph Jr Tucker, is a registered financial advisor currently at JOSEPH GRACE located in New York, New York. Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Edward has worked at 22 firms and has passed the Series 65, Series 63, Series 79TO, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 4,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Edward Joseph Jr Tucker
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Videos & Posts
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Contact Information
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
40 years in the financial services industry
Current & Past Employments
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Current Firm
JOSEPH & GRACE HOLDINGS, INC. | JOSEPH GRACE HOLDINGS, INC. | JOSEPH GRACE
Contact Information
Main Address
48 Wall Street 11th Fl. 11th Flr, New York, NY, 10005Mailing Address
48 Wall Street 11th Fl., New York, NY, 10005Phone Number
(212) 461-2280Established
Delaware since 03/26/1999Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
5FINRA licenses (26 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(8/15/2001)
(9/26/2000)
(4/19/2006)
(5/19/2000)
(11/12/2024)
(8/14/2001)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Apr 2000SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Edward Joseph Tucker JR's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Edward Joseph Tucker JR's CRS (Customer Relationship Summary).
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