Silvia Graciela Basilotta
Professional Summary
Silvia Graciela Basilotta, who also goes by Silvia Grace Basilotta, Silvia Grace Pandullo, Silvia Graciela Pandullo, Slivia Grace Pandullo, is a registered financial advisor currently at JOSEPH GRACE located in New York, New York and HAITONG INTERNATIONAL SECURITIES (USA) INC. located in New York, New York. Silvia is registered as a RR (Registered Representative) and started their career in finance in 1984. Silvia has worked at 8 firms and has passed the Series 63, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Silvia Grace Basilotta, Silvia Grace Pandullo, Silvia Graciela Pandullo, Slivia Grace Pandullo
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
42 years in the financial services industry
Current & Past Employments
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Current Firm
HAITONG INTERNATIONAL | JAPANINVEST INC. | HAITONG INTERNATIONAL SECURITIES (USA) INC.
Contact Information
Main Address
130 West 42nd Street Fl 18, New York, NY 10036Mailing Address
130 West 42nd Street Fl 18, New York, NY 10036Phone Number
(212) 351-6000Established
New York since 06/09/2004Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (25 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HAITONG INTERNATIONAL SECURITIES GROUP LIMITED | PARENT | — |
| BASILOTTA, SILVIA GRACIELA | FINANCIAL OPERATIONS PRINCIPAL | 1201948 |
| CHOU, CHUK NAM | BOARD OF DIRECTORS MEMBER | 7755974 |
| FORBES, SEAN MATTHEW | PRESIDENT, CHIEF COMPLIANCE OFFICER, COO, CFO, EXECUTIVE PRINCIPAL, BOARD OF DIRECTORS MEMBER | 1554301 |
| SHI, PING | BOARD OF DIRECTORS MEMBER | 7030173 |
| WU, YAN | DEPUTY CEO, BOARD OF DIRECTORS MEMBER | 3120765 |
| YE, WEILU | CEO, BOARD OF DIRECTORS MEMBER | 7205185 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/7/2014)
(8/15/2001)
(6/6/2016)
(10/14/2019)
(9/26/2000)
(5/19/2000)
(4/14/2015)
(2/2/2016)
(3/12/2002)
(6/27/2019)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Sep 2025About the Series 52TO examSeries 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Mar 2000SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Silvia Graciela Basilotta's CRS (Customer Relationship Summary).
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