Elizabeth A. Thomas
Professional summary
Elizabeth Ann Thomas, who also goes by Beth Thomas, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Hilton Head, South Carolina and TRUIST INVESTMENT SERVICES, INC. located in Bluffton, South Carolina.
Elizabeth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Elizabeth has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Elizabeth Ann Thomas's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 13, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 1 Lafayette Place Fl 2, Hilton Head, SC 29926August 23, 2004 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 2 Burnt Church Rd, Bluffton, SC 29910Office #2: 1008 William Hilton Pkwy Unit A, Hilton Head, SC 29928Office #3: 402 Elm St E, Hampton, SC 29924Office #4: 1 Lafayette Pl, Hilton Head Island, SC 29926Office #5: 21 William Pope Dr, Bluffton, SC 29909August 23, 2004 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
July 1, 2003 - August 16, 2004
WELLS FARGO CLEARING SERVICES, LLC
March 24, 2000 - August 16, 2004
WELLS FARGO CLEARING SERVICES, LLC
March 25, 1994 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
October 10, 1985 - April 15, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 21, 1983 - September 20, 1985
MORGAN STANLEY & CO. LLC
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/27/2025)
(4/10/2017)
(5/23/2017)
(5/28/2019)
(1/27/2025)
(1/23/2025)
(1/6/2011)
(8/23/2004)
(7/26/2019)
(9/17/2019)
(10/22/2010)
(3/20/2017)
(8/1/2022)
(2/12/2020)
(7/12/2021)
(1/27/2025)
(11/25/2024)
(11/9/2017)
(9/14/2004)
(3/9/2018)
(9/14/2004)
(4/9/2018)
(5/10/2018)
(8/23/2004)
(9/13/2016)
(10/27/2023)
(5/28/2019)
(9/14/2004)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
