RS
Robert A. Silverman
CETERA INVESTMENT ADVISERS LLC
SAN FRANCISCO, CA 94123
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CRD#: 1217534
RS
Professional summary
Robert Alan Silverman, AIF®, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in San Francisco, California and CETERA WEALTH SERVICES, LLC located in San Francisco, California.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Robert has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES,
INVESTMENT RELATED: YES,
POSITION/TITLE/RELATIONSHIP: REPRESENTATIVE,
BRIEF DESCRIPTION OF DUTIES: SELLS FIXED LIFE, HEALTH, DISABILITY AND ANNUITIES;
2. NAME OF OTHER BUSINESS: ROBERT A SILVERMAN,
INVESTMENT RELATED: YES,
ADDRESS: 2220 9TH AVE, SAN FRANCISCO, CA 94116
NATURE OF BUSINESS: INSURANCE SALES,
POSITION/TITLE/RELATIONSHIP: OWNER, REPRESENTATIVE,
APX NUMBER OF HOURS PER MONTH: 60-80,
BRIEF DESCRIPTION OF DUTIES: HEALTH, LIFE AND DISABILITY INCOME INSURANCE SALES
3. NAME OF OTHER BUSINESS: N/A,
INVESTMENT RELATED: YES,
ADDRESS: SAME AS RESIDENTIAL LOCATION,
NATURE OF BUSINESS: POWER OF ATTORNEY,
START DATE: 12/2020,
POSITION/TITLE/RELATIONSHIP: HOLDER,
LESS THAN 1 HOUR PER WEEK, DURING TRADING HOURS,
BRIEF DESCRIPTION OF DUTIES: POWER OF ATTORNEY FOR SON
4. NAME OF OTHER BUSINESS: N/A,
INVESTMENT RELATED: YES,
ADDRESS: SAME AS RESIDENTIAL LOCATION,
NATURE OF BUSINESS: POWER OF ATTORNEY,
START DATE: 01/2020,
POSITION/TITLE/RELATIONSHIP: HOLDER,
LESS THAN 1 HOUR PER WEEK, DURING TRADING HOURS,
BRIEF DESCRIPTION OF DUTIES: POWER OF ATTORNEY FOR SPOUISE.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Alan Silverman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 3635 Webster Street, San Francisco, CA 94123RIA
CRD#: 105644
SAN FRANCISCO, CA
Current
August 10, 1990 - Present
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
SAN FRANCISCO, CA
Past
May 4, 2016 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
SAN FRANCISCO, CA
Past
February 19, 1984 - August 15, 1990
CYPRESS CAPITAL CORPORATION
BD
CRD#: 7919
Past
December 22, 1983 - December 26, 1984
INVESTACORP, INC.
BD
CRD#: 7684
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(10/11/2018)
RR
California(8/13/1990)
IAR
California(6/29/2023)
RR
Florida(10/29/1996)
RR
Maine(8/26/2024)
RR
Utah(9/10/1996)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
