Thomas P. Kikis
Professional summary
Thomas Peter Kikis is a registered financial professional currently at ARCADIA SECURITIES, LLC located in New York, New York.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1983. Thomas has worked at 2 firms and has passed the Series 63, Series 72, Series 57TO, Series 79TO, Series 99TO, SIE, Series 55, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Peter Kikis's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 28, 1998 - Present
ARCADIA SECURITIES, LLC
Office #1: 1370 Avenue Of The Americas 29th Fl, New York, NY 10019Office #2: 1370 Avenue Of The Americas 29th Fl, New York, NY 10019November 22, 1983 - August 28, 1999
DELTEC ASSET MANAGEMENT CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/11/2019)
(3/6/2020)
(4/11/2005)
(4/4/2005)
(9/9/2010)
(12/8/2020)
(11/29/2005)
(3/12/1998)
(1/1/2007)
(7/10/2013)
Exams
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 4/27/2000
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
ARCADIA SECURITIES, LLC
CRD#: 44656 / SEC#: , 8-50764
Contact information
FINRA licenses (40 States and Territories)
Disclosures
| Regulatory Event | 1 |
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