Thomas Peter Kikis
Professional Summary
Thomas Peter Kikis is a registered financial advisor currently at ARCADIA SECURITIES, LLC located in New York, New York. Thomas is registered as a RR (Registered Representative) and started their career in finance in 1983. Thomas has worked at 2 firms and has passed the Series 63, Series 72, Series 57TO, Series 79TO, Series 99TO, SIE, Series 55, Series 7, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
43 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
ARCADIA SECURITIES, LLC | TIBERIUS CAPITAL MARKETS, A DIVISION OF ARCADIA SECURITIES, LLC | BROOKLINE CAPITAL MARKETS, A DIVISION OF ARCADIA SECURITIES,LLC | B. DYSON CAPITAL ADVISORS, A DIVISION OF ARCADIA SECURITIES, LLC
Contact Information
Main Address
1370 Avenue Of The Americas 29th Fl, New York, NY 10019Mailing Address
1370 Avenue Of The Americas 29th Fl, New York, NY 10019Phone Number
(212) 231-4101Established
New York since 11/19/1997Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (41 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(6/11/2019)
(3/6/2020)
(4/11/2005)
(4/4/2005)
(12/22/2025)
(9/9/2010)
(12/8/2020)
(11/29/2005)
(3/12/1998)
(1/1/2007)
(7/10/2013)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 72 — Government Securities Representative Examination
Passed Jan 2023Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Apr 2000SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Thomas Peter Kikis's CRS (Customer Relationship Summary).
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