Thomas Lee Mcdonald
Professional Summary
Thomas Lee Mcdonald is a registered financial advisor currently at RICHARDS MERRILL WEALTH MANAGEMENT located in Spokane, Washington. Thomas is registered as a RR (Registered Representative) and started their career in finance in 1986. Thomas has worked at 4 firms and has passed the Series 63, Series 99TO, Series 72, SIE, Series 7, Series 24 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
42 years in the financial services industry
Current & Past Employments
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Current Firm
RICHARDS MERRILL WEALTH MANAGEMENT | RICHARDS, MERRILL & PETERSON, INC.
Contact Information
Main Address
612 West Main Street The M Building Suite 201, Spokane, WA 99201-0645Mailing Address
612 West Main Street The M Building Suite 201, Spokane, WA 99201Phone Number
(509) 624-3174Established
Washington since 07/27/1923Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
10SEC notice filing (11 States and Territories)
Registered to provide investment advisory services in 11 US states and territories.
FINRA licenses (28 States and Territories)
Registered to provide investment advisory services in 11 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CALKINS, MARK J | PRESIDENT CO-CCO B/D & RIA | 6369006 |
| LARSON, JOHN SCOTT | CEO CHAIRMAN OF THE BOARD | 1368801 |
| LARSON, JOHN-MICHAEL | REGISTERED REPRESENTATIVE | 7524068 |
| LARSON, STEVEN RICHARD | CHAIRMAN EMERITUS | 1029292 |
| MCDONALD, THOMAS LEE | EXECUTIVE VICE PRESIDENT & CFO | 1195608 |
| CORIGLIANO, MONIQUE CELESTE | REGISTERED REPRESENTATIVE | 1497927 |
| COWGILL, CHARLES DAVID | RIA CO-CCO | 4947735 |
Regulatory Assets Under Management
Total Number of Accounts
1,280AUM (Assets Under Management)
$643,598,531Disclosures
Regulatory Event
6Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | Cover Page | Report |
| 11/15/2024 | Cover Page | Report |
| 11/19/2023 | Cover Page | Report |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
RICHARDS MERRILL WEALTH MANAGEMENT | RICHARDS, MERRILL & PETERSON, INC.
State Registrations and Notice Filings
(1/22/2024)
(11/20/2003)
(7/24/2024)
(4/8/2015)
(4/8/2015)
(9/27/2024)
(4/23/2019)
(3/10/2016)
(1/4/2019)
(3/25/1992)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 72 — Government Securities Representative Examination
Passed Jan 2023SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Thomas Lee Mcdonald's CRS (Customer Relationship Summary).
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