Mark J Calkins
Professional Summary
Mark J Calkins, who also goes by Marcus J Calkins, is a registered financial advisor currently at RICHARDS MERRILL WEALTH MANAGEMENT located in Spokane, Washington. Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Mark has worked at 2 firms and has passed the Series 66, SIE, Series 52, Series 7, Series 24 and Series 53 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Marcus J Calkins
Similar Advisors
THE SUM
CETERA INVESTMENT ADVISERS LLC
J.P. MORGAN SECURITIES LLC
SOUNDVIEW PRIVATE WEALTH ADVISORS
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
THE SUM
CETERA INVESTMENT ADVISERS LLC
J.P. MORGAN SECURITIES LLC
SOUNDVIEW PRIVATE WEALTH ADVISORS
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
THE SUM
CETERA INVESTMENT ADVISERS LLC
J.P. MORGAN SECURITIES LLC
SOUNDVIEW PRIVATE WEALTH ADVISORS
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
THE SUM
CETERA INVESTMENT ADVISERS LLC
J.P. MORGAN SECURITIES LLC
SOUNDVIEW PRIVATE WEALTH ADVISORS
Years of Experience
12 years in the financial services industry
Current & Past Employments
Similar Advisors
THE SUM
CETERA INVESTMENT ADVISERS LLC
J.P. MORGAN SECURITIES LLC
SOUNDVIEW PRIVATE WEALTH ADVISORS
Current Firm
RICHARDS MERRILL WEALTH MANAGEMENT | RICHARDS, MERRILL & PETERSON, INC.
Contact Information
Main Address
612 West Main Street The M Building Suite 201, Spokane, WA 99201-0645Mailing Address
612 West Main Street The M Building Suite 201, Spokane, WA 99201Phone Number
(509) 624-3174Established
Washington since 07/27/1923Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
10SEC notice filing (11 States and Territories)
Registered to provide investment advisory services in 11 US states and territories.
FINRA licenses (28 States and Territories)
Registered to provide investment advisory services in 11 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CALKINS, MARK J | PRESIDENT CO-CCO B/D & RIA | 6369006 |
| LARSON, JOHN SCOTT | CEO CHAIRMAN OF THE BOARD | 1368801 |
| LARSON, JOHN-MICHAEL | REGISTERED REPRESENTATIVE | 7524068 |
| LARSON, STEVEN RICHARD | CHAIRMAN EMERITUS | 1029292 |
| MCDONALD, THOMAS LEE | EXECUTIVE VICE PRESIDENT & CFO | 1195608 |
| CORIGLIANO, MONIQUE CELESTE | REGISTERED REPRESENTATIVE | 1497927 |
| COWGILL, CHARLES DAVID | RIA CO-CCO | 4947735 |
Regulatory Assets Under Management
Total Number of Accounts
1,280AUM (Assets Under Management)
$643,598,531Disclosures
Regulatory Event
6Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | Cover Page | Report |
| 11/15/2024 | Cover Page | Report |
| 11/19/2023 | Cover Page | Report |
Similar Advisors
THE SUM
CETERA INVESTMENT ADVISERS LLC
J.P. MORGAN SECURITIES LLC
SOUNDVIEW PRIVATE WEALTH ADVISORS
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
THE SUM
CETERA INVESTMENT ADVISERS LLC
J.P. MORGAN SECURITIES LLC
SOUNDVIEW PRIVATE WEALTH ADVISORS
Primary Firm SEC Registration
RICHARDS MERRILL WEALTH MANAGEMENT | RICHARDS, MERRILL & PETERSON, INC.
State Registrations and Notice Filings
(11/24/2023)
(1/22/2024)
(1/7/2015)
(11/13/2017)
(1/7/2015)
(10/20/2017)
(1/22/2015)
(7/26/2024)
(5/7/2024)
(1/22/2015)
(10/20/2017)
(2/5/2015)
(1/26/2015)
(5/7/2024)
(3/10/2016)
(9/9/2021)
(9/11/2025)
(10/20/2017)
(1/12/2021)
(10/21/2014)
(10/20/2017)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
THE SUM
CETERA INVESTMENT ADVISERS LLC
J.P. MORGAN SECURITIES LLC
SOUNDVIEW PRIVATE WEALTH ADVISORS
CRS (Client Relationship Summary) - RIA
Click below to view Mark J Calkins's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Mark J Calkins's CRS (Customer Relationship Summary).
Similar Advisors
THE SUM
CETERA INVESTMENT ADVISERS LLC
J.P. MORGAN SECURITIES LLC
SOUNDVIEW PRIVATE WEALTH ADVISORS
