Peter James Walsh
Professional Summary
Peter James Walsh is a registered financial advisor currently at NETWORK 1 FINANCIAL SECURITIES INC. located in Red Bank, New Jersey. Peter is registered as a RR (Registered Representative) and started their career in finance in 1989. Peter has worked at 5 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 62, Series 24 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
37 years in the financial services industry
Current & Past Employments
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Current Firm
ASSET PLANNING & DEVELOPMENT, INC. | STOCKAMERICA, INCORPORATED | NETWORK 1 FINANCIAL SECURITIES INC. | NETWORK 1 FINANCIAL SECURITIES
Contact Information
Main Address
The Galleria, Suite 241 2 Bridge Avenue, Red Bank, NJ 07701Mailing Address
The Galleria, Suite 241 2 Bridge Avenue, Red Bank, NJ 07701Phone Number
(732) 758-9001Established
Texas since 03/15/1983Firm Type
CorporationFiscal Year End
JuneFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NETWORK 1 FINANCIAL GROUP, INC.( ISSI) | SHAREHOLDER | — |
| ARTICLE THIRD TR UWO RICHARD W. HUNT FBO MADISON HUNT | SHAREHOLDER | — |
| BRUNO, VINCENT MICHAEL | CHIEF COMPLIANCE OFFICER | 1845833 |
| HUNT, WILLIAM RICHARD JR | DIRECTOR, PRESIDENT, COO & FINOP, TRUSTEE | 830575 |
| TESTAVERDE, DAMON DOMENIC | VICE PRESIDENT | 444453 |
Disclosures
Regulatory Event
22Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed May 2000Series 62 — Corporate Securities Limited Representative Examination
Passed Feb 1993SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Peter James Walsh's CRS (Customer Relationship Summary).
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