Charles William Yancey
Professional Summary
Charles William Yancey, who also goes by Bill Yancey, is a registered financial advisor currently at DOO FINANCIAL US, INC. located in Fort Worth, Texas. Charles is registered as a RR (Registered Representative) and started their career in finance in 1983. Charles has worked at 10 firms and has passed the Series 63, Series 7TO, Series 57TO, Series 99TO, Series 79TO, SIE, Series 55, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Bill Yancey
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
43 years in the financial services industry
Current & Past Employments
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Current Firm
DOO FINANCIAL US, INC. | PETER ELISH INVESTMENTS SECURITIES | PETER ELISH | ELISH & ELISH INC. | ELISH & ELISH BROKERAGE AND RESEARCH CO.
Contact Information
Main Address
5049 Edwards Ranch Road Ste 400, Fort Worth, TX 76109Mailing Address
5049 Edwards Ranch Road Ste 400, Fort Worth, TX 76109Phone Number
(214) 385-2801Established
Pennsylvania since 05/22/1989Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (3 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/9/2021)
(11/4/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Dec 1998SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Charles William Yancey's CRS (Customer Relationship Summary).
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