Robert J. Dulskis
Professional summary
Robert Joseph Dulskis is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Charlotte, North Carolina and CETERA WEALTH SERVICES, LLC located in Charlotte, North Carolina.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Robert has worked at 8 firms and has passed the Series 66, Series 65, Series 63, Series 52TO, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robert Joseph Dulskis's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 15720 Brixham Hill Ave Suite 300, Charlotte, NC 28277September 20, 2019 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 15720 Brixham Hill Ave Ste 300, Charlotte, NC 28277May 20, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
September 29, 2014 - May 20, 2021
SUMMIT FINANCIAL GROUP INC
November 1, 2007 - September 20, 2019
SUMMIT BROKERAGE SERVICES, INC.
August 20, 1999 - November 5, 2007
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
June 16, 1988 - July 20, 1999
MARION BASS SECURITIES CORPORATION
July 15, 1983 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
July 15, 1983 - March 31, 1988
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/27/2021)
(9/20/2019)
(6/29/2023)
(9/20/2019)
(9/20/2019)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
