Alan Levinson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alan Levinson, who also goes by Alan Leviwson, was a registered financial professional .
Alan is a previously registered financial professional and started their career in finance in 1983. Alan had worked at 10 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 14, 2011 - December 21, 2011
DIMENSION TRADING GROUP, LLC
March 3, 2003 - April 1, 2009
FIS BROKERAGE & SECURITIES SERVICES LLC
April 3, 2002 - March 3, 2003
RUMSON CAPITAL, LLC
October 5, 2000 - July 13, 2001
SCHONFELD SECURITIES, LLC
December 10, 1997 - August 15, 2000
KNIGHT CAPITAL AMERICAS, L.P.
December 18, 1992 - August 13, 1996
DOMINICK & DICKERMAN LLC
April 19, 1990 - October 27, 1992
J.P. MORGAN SECURITIES LLC
April 24, 1989 - April 18, 1990
PRUDENTIAL EQUITY GROUP, LLC
October 1, 1984 - May 3, 1988
JAMES CAPEL INCORPORATED
June 22, 1983 - June 26, 1984
FAM DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/8/1999
Limited Representative-Equity Trader ExamCurrent Firm
DIMENSION TRADING GROUP, LLC
CRD#: 147929 / SEC#: , 8-67943
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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