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WJ

William Russell Jones

T3 TRADING GROUP
NEW YORK, NY
·CRD# 2948251·28 years experience

Professional Summary

William Russell Jones, who also goes by William Russell Jones Jr, is a registered financial advisor currently at T3 TRADING GROUP, LLC located in New York, New York. William is registered as a RR (Registered Representative) and started their career in finance in 1998. William has worked at 12 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 7, Series 6, Series 62 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

William Russell Jones Jr

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

T3 TRADING GROUP, LLC·CRD# 154431
BD
1. 88 Pine Street 23rd Floor, New York, NY 100052. 88 Pine Street 23rd Floor, New York, NY 10005
October 31, 2014 - Present
OPEN TO THE PUBLIC INVESTING, INC.·CRD# 127818
BD
New York, NY
February 22, 2016 - May 28, 2021
WORLD-XECUTION STRATEGIES·CRD# 134645
BD
New York, NY
April 18, 2012 - January 6, 2015
WTS PROPRIETARY TRADING GROUP LLC·CRD# 148117
BD
New York, NY
February 6, 2012 - January 23, 2015
DIMENSION TRADING GROUP, LLC·CRD# 147929
BD
New York, NY
March 4, 2011 - March 28, 2012
DIMENSION SECURITIES, LLC·CRD# 139543
BD
New York, NY
October 3, 2006 - April 5, 2012
DIMENSION BROKERAGE, LLC·CRD# 136257
BD
New York, NY
April 17, 2006 - January 30, 2009
FIS BROKERAGE & SECURITIES SERVICES LLC·CRD# 104162
BD
Bolingbrook, IL
March 3, 2003 - December 16, 2004
RUMSON CAPITAL, LLC·CRD# 33848
BD
Montebello, NY
March 20, 2001 - March 3, 2003
METROPOLITAN LIFE INSURANCE COMPANY·CRD# 4095
BD
New York, NY
August 27, 1998 - March 22, 2001
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Springfield, MA
August 27, 1998 - March 22, 2001
BARRON CHASE SECURITIES, INC.·CRD# 18969
BD
Boca Raton, FL
April 30, 1998 - June 23, 1998

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Current Firm

TT
T3 TRADING GROUP, LLC

T3 TRADING GROUP, LLC | TITUS SECURITIES, LLC

CRD#: 154431 / SEC#: 8-68639
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

88 Pine Street 23rd Floor, New York, NY 10005

Mailing Address

88 Pine Street 23rd Floor, New York, NY 10005

Phone Number

(646) 346-1700

Established

Delaware since 06/08/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
T3 COMPANIES, LLCMEMBER/OWNER—
LI, XIAOYANPRINCIPAL OPERATIONS OFFICER4465893
LI, XIAOYANPRINCIPAL FINANCIAL OFFICER4465893
LI, XIAOYANFINOP4465893
MARQUIS, GARRET CHRISTIANCHIEF EXECUTIVE OFFICER3198686
PIKOWSKI, STEVENCHIEF COMPLIANCE OFFICER1562340
REDLER, SCOTT JASON JRCHIEF STRATEGIC OFFICER2680492

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Illinois
(10/8/2025)
RR
New Jersey
(12/20/2019)
RR
New York
(10/31/2019)
RR
South Dakota
(4/2/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1998About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2000About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 1998About the Series 6 exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Apr 1998

Series 24 — General Securities Principal Examination

Passed Jun 2001About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view William Russell Jones's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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