William Russell Jones
Professional Summary
William Russell Jones, who also goes by William Russell Jones Jr, is a registered financial advisor currently at T3 TRADING GROUP, LLC located in New York, New York. William is registered as a RR (Registered Representative) and started their career in finance in 1998. William has worked at 12 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 7, Series 6, Series 62 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
William Russell Jones Jr
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Contact Information
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Disclosures on record.
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Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
T3 TRADING GROUP, LLC | TITUS SECURITIES, LLC
Contact Information
Main Address
88 Pine Street 23rd Floor, New York, NY 10005Mailing Address
88 Pine Street 23rd Floor, New York, NY 10005Phone Number
(646) 346-1700Established
Delaware since 06/08/2010Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
MediumFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | — |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHIEF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(10/8/2025)
(12/20/2019)
(10/31/2019)
(4/2/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Aug 1998About the Series 6 examSeries 62 — Corporate Securities Limited Representative Examination
Passed Apr 1998SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view William Russell Jones's CRS (Customer Relationship Summary).
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