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Peter Vincent Discenza

CRD# 4386342·Registered 2002 - 2025
Previously Registered: Being a previously registered professional could mean that Peter is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Peter Vincent Discenza, who also goes by Peter VIncent Discenza Jr, was a registered financial advisor. Peter was a previously registered financial professional and started their career in finance 2002 - 2025. Peter had worked at 8 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 7, Series 4 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Peter Vincent Discenza Jr

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

CANACCORD GENUITY LLC·CRD# 1020
BD
New York, NY
October 11, 2021 - January 27, 2025
CLEARPOOL EXECUTION SERVICES, LLC·CRD# 168490
BD
New York, NY
April 8, 2014 - April 17, 2020
WORLD-XECUTION STRATEGIES·CRD# 134645
BD
New York, NY
June 12, 2012 - December 31, 2015
WTS PROPRIETARY TRADING GROUP LLC·CRD# 148117
BD
New York, NY
February 2, 2012 - February 2, 2015
DIMENSION TRADING GROUP, LLC·CRD# 147929
BD
New York, NY
April 8, 2010 - March 28, 2012
DIMENSION SECURITIES, LLC·CRD# 139543
BD
New York, NY
March 29, 2010 - May 29, 2012
FIS BROKERAGE & SECURITIES SERVICES LLC·CRD# 104162
BD
Hoboken, NJ
March 3, 2003 - April 5, 2010
RUMSON CAPITAL, LLC·CRD# 33848
BD
Montebello, NY
January 17, 2003 - March 3, 2003
RUMSON CAPITAL, LLC·CRD# 33848
BD
Montebello, NY
March 19, 2002 - August 5, 2002

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Current Firm

CG
CANACCORD GENUITY LLC

ADAMS HARKNESS, INC. | CANACCORD GENUITY LLC. | CANACCORD GENUITY LLC | CANACCORD GENUITY INC. | CANACCORD ADAMS INC. | ADAMS, HARKNESS & HILL, INC.

CRD#: 1020 / SEC#: 8-3271
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

One Pennsylvania Plaza Suite 2900, New York, NY 10119

Mailing Address

1 Post Office Square, Boston, MA 02109

Phone Number

(212) 389-8000

Established

Delaware since 02/26/2004

Firm Type

Limited Liability Company

Fiscal Year End

March

Firm Size

Medium

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CANACCORD ADAMS (DELAWARE) INC.PARENT—
DAVIAU, DANIEL JOSEPHCHIEF EXECUTIVE OFFICER, PRESIDENT6096472
DAVIAU, DANIEL JOSEPHNON- EXECUTIVE DIRECTOR6096472
MACFAYDEN, DONALD DUNCANEXECUTIVE DIRECTOR, CFO & FINANCIAL & OPERATIONS PRINCIPAL5390198
PARDI SQUITIERI, JENNIFER ELLENEXECUTIVE DIRECTOR4922719
PROUD, EMILY PRESSMANCHIEF OPERATING OFFICER5815542
ROMAINE, JUDITHCHIEF COMPLIANCE OFFICER6115619
TEIPNER, LARISSA KYLEUS GENERAL COUNSEL—

Disclosures

Regulatory Event

48

Bond

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2001About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2002About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Dec 2003About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Apr 2002About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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