Ralph Anthony Daiuto Jr
Professional Summary
Ralph Anthony Daiuto JR, who also goes by Ralph A. Daiuto Jr., Ralph Daiuto, Ralph Anthony Daiuto, is a registered financial advisor currently at KATAMA SECURITIES LLC located in Alpharetta, Georgia. Ralph is registered as a RR (Registered Representative) and started their career in finance in 1996. Ralph has worked at 20 firms and has passed the Series 63, Series 57TO, Series 82TO, Series 99TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ralph A. Daiuto Jr., Ralph Daiuto, Ralph Anthony Daiuto
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
30 years in the financial services industry
Current & Past Employments
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Current Firm
KATAMA SECURITIES LLC | STANWICH ADVISORS LLC
Contact Information
Main Address
6250 Shiloh Road, Suite 30-3, Alpharetta, GA 30005Mailing Address
6250 Shiloh Road, Suite 30 Box 11, Alpharetta, GA 30005Phone Number
(917) 363-6789Established
Florida since 06/22/2021Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (8 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(7/9/2026)
(3/25/2025)
(6/19/2025)
(3/13/2025)
(6/12/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82TO — Limited Representative-Private Securities Offerings
Passed Jan 2023About the Series 82TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Ralph Anthony Daiuto JR's CRS (Customer Relationship Summary).
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