Frank Grampone
Professional summary
Frank Grampone, who also goes by Frank A Grampone, Frank Anthony Grampone Jr, Frank Anthony Grampone, Frank Anthony Anthony Grampone, is a registered financial professional currently at GTS EXECUTION SERVICES LLC located in New York, New York and GTS SECURITIES LLC located in New York, New York.
Frank is registered as a RR (Registered Representative) and started their career in finance in 1986. Frank has worked at 10 firms and has passed the Series 63, Series 7TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Frank Grampone's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 30, 2021 - Present
GTS EXECUTION SERVICES LLC
Office #1: 625 Avenue Of Americas 3rd Floor, New York, NY 10011July 30, 2021 - Present
GTS SECURITIES LLC
Office #1: 625 Avenue Of Americas 3rd Floor, New York, NY 10011January 27, 2011 - June 21, 2016
UBS SECURITIES LLC
July 9, 2010 - October 19, 2010
VIRTU AMERICAS LLC
August 16, 2006 - October 3, 2007
DE ROUTE
February 28, 2003 - October 19, 2010
KNIGHT CAPITAL MARKETS LLC
October 25, 1995 - October 19, 2010
KNIGHT CAPITAL AMERICAS, L.P.
April 7, 1995 - April 11, 1995
MURIEL SIEBERT & CO., LLC
January 9, 1992 - March 24, 1995
TD AMERITRADE, INC.
May 20, 1986 - September 6, 1990
SECURITIES SETTLEMENT CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 2/11/2022
General Securities Representative ExaminationSeries 57TO
Date: 7/30/2021
Securities Trader ExamSeries 55
Date: 3/29/1999
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX PEARL, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
GTS SECURITIES LLC
CRD#: 149224 / SEC#: , 8-68126
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GTS FINANCIAL LLC | HOLDING COMPANY/CLASS A MEMBER | |
| GILLETTE, CHARLES P | TRADING AND MARKETS CHIEF COMPLIANCE OFFICER | 3174027 |
| NAZEM, DARIUSH | CHIEF OPERATING OFFICER | 4930821 |
| ROMANELLO, PATRICK JOSEPH | CORE BROKER DEALER CHIEF COMPLIANCE OFFICER | 5378090 |
| RUBENSTEIN, ARI M | CO-FOUNDER AND CHIEF EXECUTIVE OFFICER | 4134798 |
| TIRIOLO, CHRISTIAN JOHN | FINOP, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER | 3063877 |
Disclosures
| Regulatory Event | 38 |
Red Flags
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