Stuart Robert Henderson
Professional Summary
Stuart Robert Henderson is a registered financial advisor currently at HUDSON CAPITAL ADVISORS BD LLC located in Santa Monica, California and WEMATCH.LIVE LLC located in New York, New York. Stuart is registered as a RR (Registered Representative) and started their career in finance in 1993. Stuart has worked at 25 firms and has passed the SIE, Series 99TO, Series 7 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
42 years in the financial services industry
Current & Past Employments
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Current Firm
MARRIOTT SECURITIES, LLC | SMBD, LLC
Contact Information
Main Address
Three James Center 1051 East Cary Street Suite 1125, Richmond, VA, 23219Mailing Address
Three James Center 1051 East Cary Street Suite 1125, Richmond, VA, 23219Phone Number
(804) 344-0952Established
Virginia since 02/15/2008Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (4 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/23/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Stuart Robert Henderson's CRS (Customer Relationship Summary).
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