Justin David Marriott
Professional Summary
Justin David Marriott is a registered financial advisor currently at MARRIOTT SECURITIES, LLC located in Richmond, Virginia. Justin is registered as a RR (Registered Representative) and started their career in finance in 2009. Justin has worked at 1 firm and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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AMERIPRISE FINANCIAL SERVICES, LLC
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Disclosures on record.
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Years of Experience
17 years in the financial services industry
Current & Past Employments
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Current Firm
MARRIOTT SECURITIES, LLC | SMBD, LLC
Contact Information
Main Address
Three James Center 1051 East Cary Street Suite 1125, Richmond, VA, 23219Mailing Address
Three James Center 1051 East Cary Street Suite 1125, Richmond, VA, 23219Phone Number
(804) 344-0952Established
Virginia since 02/15/2008Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (4 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
(7/30/2026)
(6/26/2026)
(9/22/2026)
(9/24/2009)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Justin David Marriott's CRS (Customer Relationship Summary).
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AMERIPRISE FINANCIAL SERVICES, LLC
