Thomas M. Fanning
Professional summary
Thomas Michael Fanning is a registered financial professional currently at CONCORDE INVESTMENT SERVICES, LLC located in Ann Arbor, Michigan.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1972. Thomas has worked at 9 firms and has passed the Series 63, Series 52TO, Series 7TO, SIE, Series 1, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Michael Fanning's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 15, 2011 - Present
CONCORDE INVESTMENT SERVICES, LLC
Office #1: 3909 Research Park Drive Suite 200, Ann Arbor, MI 48108June 17, 1997 - July 6, 2011
SII INVESTMENTS, INC.
March 8, 1995 - June 17, 1997
MARINER FINANCIAL SERVICES, INC.
January 16, 1990 - March 28, 1995
WOODWARD SECURITIES CORPORATION
November 13, 1987 - December 31, 1989
MUTUAL SERVICE CORPORATION
July 20, 1987 - October 26, 1987
CIBC WORLD MARKETS CORP.
June 5, 1985 - December 31, 1989
MUTUAL SERVICE CORPORATION
November 25, 1983 - September 17, 1986
SBL PLANNING, INC.
July 26, 1983 - September 15, 1986
SECURITY DISTRIBUTORS
July 11, 1972 - January 26, 1984
KEMPER FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/16/2020)
(2/9/2015)
(7/15/2011)
(8/25/2021)
(4/10/2013)
(7/17/2013)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 9/28/1966
Registered Representative ExaminationFINRA
Current Firm
CONCORDE INVESTMENT SERVICES, LLC
CRD#: 151604 / SEC#: , 8-68388
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CONCORDE HOLDINGS INC. | OWNER / MANAGING MEMBER | |
| ARNOLD, AMY PERRYMAN | CHIEF DUE DILIGENCE OFFICER | 3037672 |
| DELONGCHAMP, DANIELLE LEIGH | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4901901 |
| GAKENHEIMER, JOHN HERBERT | REGISTERED OPTIONS PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL | 810171 |
| HOFER, KATHLEEN ANN | FINOP, CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 1087639 |
| LOBERG, NICHOLAS | DIRECTOR OF BROKERAGE OPERATIONS | 6778518 |
| MCMURRY, KEITH | CHIEF OPERATIONS OFFICER | 5647966 |
| STACEY, JENNIFER LEIGH | CHIEF COMPLIANCE OFFICER | 2536581 |
| WOOLSON, NICOLE RENEE | DIRECTOR OF COMPLIANCE | 3143232 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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