Frederick A. Bluefeld
Professional summary
Frederick August Bluefeld is a registered financial professional currently at HENLEY & COMPANY LLC located in Blue Bell, Pennsylvania.
Frederick is registered as a RR (Registered Representative) and started their career in finance in 1983. Frederick has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Frederick August Bluefeld's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 6, 2017 - Present
HENLEY & COMPANY LLC
Office #1: 610 Sentry Parkway Suite 100, Blue Bell, PA 19422November 28, 2008 - June 7, 2017
PETERSEN INVESTMENTS, INC.
January 30, 2007 - December 1, 2008
UVEST FINANCIAL SERVICES GROUP, INC.
June 1, 1989 - January 31, 2007
PHILADELPHIA CORPORATION FOR INVESTMENT SERVICES
May 1, 1989 - July 3, 1989
W.H. NEWBOLD'S SON & CO., INC.
January 5, 1983 - May 1, 1989
HOPPER SOLIDAY & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/6/2017)
(10/29/2021)
(6/6/2017)
(6/6/2017)
(11/12/2020)
(9/21/2021)
(6/6/2017)
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(6/6/2017)
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(7/22/2020)
(6/6/2017)
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(6/6/2017)
(11/21/2017)
(2/21/2020)
(6/6/2017)
(6/6/2017)
(6/6/2017)
(8/16/2021)
(6/6/2017)
(6/6/2017)
(6/29/2017)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
HENLEY & COMPANY LLC
CRD#: 131453 / SEC#: , 8-66463
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
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