Richard K. Bryant
Professional summary
Richard King Bryant is a registered financial professional currently at CAPITAL INVESTMENT GROUP, INC. located in Raleigh, North Carolina and CAPITAL INVESTMENT BROKERAGE, INC. located in Raleigh, North Carolina.
Richard is registered as a RR (Registered Representative) and started their career in finance in 1982. Richard has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard King Bryant's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 11, 1984 - Present
CAPITAL INVESTMENT GROUP, INC.
Office #1: 100 E. Six Forks Road Ste 200, Raleigh, NC 27609November 1, 1996 - Present
CAPITAL INVESTMENT BROKERAGE, INC.
Office #1: 100 E. Six Forks Road Ste 200, Raleigh, NC 27609March 4, 1983 - January 3, 1984
PRUDENTIAL EQUITY GROUP, LLC
November 24, 1982 - January 10, 1983
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/16/1997)
(12/14/2009)
(12/14/2009)
(7/16/2012)
(10/10/2013)
(3/17/1997)
(3/27/1997)
(3/16/2016)
(7/26/2006)
(3/17/1997)
(6/2/2010)
(7/20/2016)
(7/28/2025)
(9/29/2011)
(6/25/1984)
(5/19/2010)
(12/14/2009)
(6/26/1984)
(3/13/2018)
(9/5/1997)
(5/6/1997)
(12/11/2009)
(11/15/2017)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
CAPITAL INVESTMENT BROKERAGE, INC.
CRD#: 40657 / SEC#: , 8-49118
Contact information
FINRA licenses (46 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| R.B.S.B. FAMILY TRUST | OWNER | |
| NICHOLSON, WILLIAM BATEMAN SR | SHAREHOLDER | 2585041 |
| BATTLE, RICHARD STAATS | SHAREHOLDER | 2349045 |
| BROOKS, BENJAMIN TIMOTHY III | PRESIDENT | 2206321 |
| BRYANT, RICHARD KING | CEO/TREASURER/FINOP/CO-TRUSTEE | 1069685 |
| DRESSLER, KURT ALAN | SHAREHOLDER | 2381036 |
| EDDINS, WILLIAM HAROLD JR | VICE PRESIDENT | 1724993 |
| HARDEN, RONALD TODD | SHAREHOLDER | 1528810 |
| KING, RONALD LEE | CHIEF COMPLIANCE OFFICER | 2530489 |
| MCDONALD, CORNELIUS TRAWICK III | VICE PRESIDENT | 1288377 |
| SADLER, SUZANNE BRYANT | CO-TRUSTEE | 6313854 |
Disclosures
| Regulatory Event | 1 |
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Company Information
CAPITAL INVESTMENT BROKERAGE, INC.
CRD#: 40657Raleigh, NC 27609TRUST BUT VERIFY
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