Stephen F. Vahey
Professional summary
Stephen Francis Vahey, who also goes by Stephen F Vahey, Steve Vahey, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Roslyn, Pennsylvania.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 1982. Stephen has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Francis Vahey's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 17, 2005 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 1164 Easton Rd, Roslyn, PA 19001-4220November 6, 2002 - May 27, 2004
CINCINNATI ANALYSTS, INC.
May 19, 1999 - December 31, 2001
TOWER SQUARE SECURITIES, INC.
November 9, 1982 - April 2, 1999
METROPOLITAN LIFE INSURANCE COMPANY
November 9, 1982 - April 2, 1999
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/17/2005)
Exams
FINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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