Mark Shipman Overley
Professional Summary
Mark Shipman Overley, who also goes by Mark S Overley, is a registered financial advisor currently at 16 POINTS LLC located in Vega Alta, undefined. Mark is registered as a RR (Registered Representative) and started their career in finance in 1995. Mark has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 7, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Mark S Overley
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
27 years in the financial services industry
Current & Past Employments
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Current Firm
16 POINTS LLC | DOGWOOD SECURITIES LLC
Contact Information
Main Address
10101 Cond Royal Palm, Vega Alta, PR 00692Mailing Address
10101 Cond Royal Palm, Vega Alta, PR 00692Phone Number
+1 (646) 820-7750Established
New York since 04/14/2015Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (4 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/5/2022)
(12/16/2016)
(10/4/2016)
(3/1/2016)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Mark Shipman Overley's CRS (Customer Relationship Summary).
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