Randy L. Copus

RANDY L. COPUS AND ASSOCIATES,LLC

Lakeview, OH 43331

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CRD#: 1003478

Professional summary

Randy Lynn Copus is a registered financial advisor currently at RANDY L. COPUS AND ASSOCIATES,LLC located in Lakeview, Ohio.

Randy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Randy has worked at 8 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randy Lynn Copus's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 12, 2004 - Present

RANDY L. COPUS AND ASSOCIATES,LLC

Office #1: 180 South Main Street P.o. Box 281, Lakeview, OH 43331Office #2: 406 Tiffin Avenue P.o. Box 149, Findlay, OH 45839-1443

RIA

CRD#: 122988

Lakeview, OH

Past

June 7, 2000 - August 1, 2012

L.M. KOHN & COMPANY

CRD#: 27913

LAKEVIEW, OH

Past

October 6, 1999 - March 17, 2004

PROFIT FINANCIAL DESIGN & DEVELOPMENT INC

RIA

CRD#: 106764

FINDLAY, OH

Past

July 6, 1995 - March 31, 2000

IFG NETWORK SECURITIES, INC.

CRD#: 19948

ATLANTA, GA

Past

January 6, 1994 - July 6, 1995

CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.

CRD#: 2864

BRYAN, OH

Past

March 23, 1990 - December 31, 1993

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

October 2, 1986 - March 23, 1990

B.C. CHRISTOPHER SECURITIES CO.

CRD#: 60

KANSAS CITY, MO

Past

August 9, 1983 - October 8, 1986

PRUCO SECURITIES, LLC.

CRD#: 5685

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(11/12/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/6/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/19/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 6/6/1983

Investment Company Products/Variable Contracts Representative Examination

Current Firm

RANDY L. COPUS AND ASSOCIATES,LLC

JASON M. FAULDER | RANDY L. COPUS AND ASSOCIATES,LLC | RANDY L. COPUS & ASSOCIATES LLC.

CRD#: 122988 / SEC#:

Ohio

Registered Investment Advisory firm - (10/25/2002 Approved)

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Contact information

Main Address

180 South Main Street, Lakeview, OH 43331

Mailing Address

P.o. Box 281, Lakeview, OH 43331

Phone number

(419) 425-5433

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	125
AUM (Assets Under Management)	$ 30,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Randy L. Copus

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randy Lynn Copus's CRS (Customer Relationship Summary).

Certified licenses

Experience

RANDY L. COPUS AND ASSOCIATES,LLC

L.M. KOHN & COMPANY

PROFIT FINANCIAL DESIGN & DEVELOPMENT INC

IFG NETWORK SECURITIES, INC.

CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.

OPPENHEIMER & CO. INC.

B.C. CHRISTOPHER SECURITIES CO.

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/6/1999

Series 63

Date: 7/19/1994

Series 6

Date: 6/6/1983

Current Firm

RANDY L. COPUS AND ASSOCIATES,LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RANDY L. COPUS AND ASSOCIATES,LLC

TRUST BUT VERIFY

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