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The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

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RC

Randy L. Copus

RANDY L. COPUS AND ASSOCIATES
Lakeview, OH 43331
Some features on this profile are disabled
CRD#: 1003478
RC

Professional summary

Randy Lynn Copus is a registered financial advisor currently at RANDY L. COPUS AND ASSOCIATES,LLC located in Lakeview, Ohio.

Randy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Randy has worked at 8 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randy Lynn Copus's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 12, 2004 - Present

RANDY L. COPUS AND ASSOCIATES,LLC

Office #1: 180 South Main Street P.o. Box 281, Lakeview, OH 43331Office #2: 406 Tiffin Avenue P.o. Box 149, Findlay, OH 45839-1443
RIA
CRD#: 122988
Lakeview, OH
Past

June 7, 2000 - August 1, 2012

L.M. KOHN & COMPANY

BD
CRD#: 27913
LAKEVIEW, OH
Past

October 6, 1999 - March 17, 2004

PROFIT FINANCIAL DESIGN & DEVELOPMENT INC

RIA
CRD#: 106764
FINDLAY, OH
Past

July 6, 1995 - March 31, 2000

IFG NETWORK SECURITIES, INC.

BD
CRD#: 19948
ATLANTA, GA
Past

January 6, 1994 - July 6, 1995

CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.

BD
CRD#: 2864
BRYAN, OH
Past

March 23, 1990 - December 31, 1993

OPPENHEIMER & CO. INC.

BD
CRD#: 249
NEW YORK, NY
Past

October 2, 1986 - March 23, 1990

B.C. CHRISTOPHER SECURITIES CO.

BD
CRD#: 60
KANSAS CITY, MO
Past

August 9, 1983 - October 8, 1986

PRUCO SECURITIES, LLC.

BD
CRD#: 5685

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Ohio
(11/12/2004)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/6/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/19/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6
Date: 6/6/1983
Investment Company Products/Variable Contracts Representative Examination

Current Firm

RL
RANDY L. COPUS AND ASSOCIATES,LLC
JASON M. FAULDER | RANDY L. COPUS AND ASSOCIATES,LLC | RANDY L. COPUS & ASSOCIATES LLC.

CRD#: 122988 / SEC#:

Ohio
Registered Investment Advisory firm - (10/25/2002 Approved)
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Contact information

Main Address
180 South Main Street, Lakeview, OH 43331
Mailing Address
P.o. Box 281, Lakeview, OH 43331
Phone number
(419) 425-5433
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts140
AUM (Assets Under Management)$ 34,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RANDY L. COPUS AND ASSOCIATES,LLC

CRD#: 122988Lakeview, OH 43331

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