Darryl James Glatthorn
Professional Summary
Darryl James Glatthorn, who also goes by Darryl Glatthorn, Darryl James Penn, is a registered financial advisor currently at EQUUS FINANCIAL CONSULTING LLC located in New Canaan, Connecticut. Darryl is registered as a RR (Registered Representative) and started their career in finance in 1981. Darryl has worked at 8 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 55, Series 3, Series 7, Series 6, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Darryl Glatthorn, Darryl James Penn
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
45 years in the financial services industry
Current & Past Employments
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Current Firm
BAY POINT ADVISORS, LLC | WEATHERVANE CAPITAL STRATEGIES LLC | LIBERTY LANE CAPITAL LLC | HAYSTACK CAPITAL PARTNERS, LLC | EQUUS FINANCIAL CONSULTING LLC | CROSSBAY CAPITAL PARTNERS LLC | BIG VENTURES
Contact Information
Main Address
78 Pine St., Suite 101, New Canaan, CT 06840Mailing Address
78 Pine St., Suite 101, New Canaan, CT 06840Phone Number
(203) 222-7400Established
Delaware since 12/11/2003Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (50 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(6/25/2014)
(2/26/2024)
(3/14/2014)
(8/16/2018)
(2/23/2005)
(5/31/2013)
(11/9/2004)
(11/13/2006)
(4/27/2005)
(1/4/2011)
(4/17/2025)
(2/27/2015)
(3/10/2011)
(2/9/2011)
(2/18/2019)
(7/27/2016)
(3/14/2011)
(1/19/2012)
(9/17/2010)
(2/19/2015)
(2/1/2005)
(8/22/2013)
(1/10/2011)
(1/5/2011)
(2/7/2011)
(1/18/2019)
(7/8/2021)
(7/29/2015)
(6/22/2021)
(10/4/2006)
(1/28/2016)
(10/25/2004)
(7/31/2013)
(6/19/2017)
(12/7/2010)
(6/22/2021)
(9/9/2016)
(3/24/2011)
(1/2/2024)
(7/29/2014)
(12/10/2020)
(1/8/2019)
(4/26/2011)
(4/13/2018)
(4/21/2025)
(10/23/2009)
(8/31/2016)
(6/21/2017)
(9/7/2011)
(4/17/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Jan 2000Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Nov 1981About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Darryl James Glatthorn's CRS (Customer Relationship Summary).
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