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FIRM PROFILE
Overview
MEMPHIS CAPITAL is located at 6410 Poplar Avenue Suite 500, Memphis, TN 38119 and was first established at New Orleans, Indiana in 10/08/1985. After operating for 40 years, MEMPHIS CAPITAL has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of MEMPHIS CAPITAL’s clients are individuals and 0% of their clients are high net worth individuals. MEMPHIS CAPITAL has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at MEMPHIS CAPITAL are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access MEMPHIS CAPITAL‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at MEMPHIS CAPITAL. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for MEMPHIS CAPITAL Comes From
Understanding the Statistics for MEMPHIS CAPITAL and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
6410 Poplar Avenue Suite 500, Memphis, TN 38119
6410 Poplar Ave., Suite 320 Suite 320, Memphis, TN 38119
Small
(901) 261-5950
Indiana since 10/08/1985
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| HANOVER SECURITIES, LLC | OWNER | ||
| MARY WELLS QTIP TRUST / MARY LOUISE NAKAE (WELLS) TRUSTEE | OWNER | ||
| GOODWIN, CASEY DOUGLAS | PRESIDENT/CEO | 6808410 | |
| HANOVER, JOHN DAVID | GENERAL COUNSEL | 6011724 | |
| NAKAE, MARY LOUISE | OWNER/TRUSTEE | 1923430 | |
| PARATORE, JACK ANTHONY | CCO | 356248 | |
| RODRIGUEZ, AARON NETZAHUALCOYOTL | FINOP & CFO | 5421965 |
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Advisor's working at MEMPHIS CAPITAL
Jacob David Munsell
Kevin E Bentley
Denise Yager Omar
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