Aaron N. Rodriguez

AUSTIN ATLANTIC CAPITAL

Coral Gables, FL 33134

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CRD#: 5421965

Professional summary

Aaron Netzahualcoyotl Rodriguez is a registered financial professional currently at AUSTIN ATLANTIC CAPITAL INC. located in Coral Gables, Florida and MEMPHIS CAPITAL located in Memphis, Tennessee.

Aaron is registered as a RR (Registered Representative) and started their career in finance in 2008. Aaron has worked at 7 firms and has passed the Series 66, Series 99TO, SIE, Series 7, Series 24 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Aaron Netzahualcoyotl Rodriguez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 20, 2012 - Present

AUSTIN ATLANTIC CAPITAL INC.

Office #1: 1 Alhambra Plaza Suite 100, Coral Gables, FL 33134

CRD#: 43981

Coral Gables, FL

Current

May 18, 2017 - Present

MEMPHIS CAPITAL

Office #1: 6410 Poplar Avenue Suite 500, Memphis, TN 38119

CRD#: 8564

Memphis, TN

Current

January 26, 2018 - Present

ALLARIA SECURITIES, LLC

Office #1: 1110 Brickell Avenue Suite 603, Miami, FL 33131

CRD#: 286504

Miami, FL

Past

April 16, 2024 - June 3, 2025

SERIESONE SECURITIES, LLC

CRD#: 297799

NEW YORK, NY

Past

July 18, 2018 - January 9, 2019

GREEN VISTA CAPITAL, LLC

CRD#: 293630

WINTER PARK, FL

Past

June 8, 2010 - July 3, 2012

BULLTICK, LLC

CRD#: 104005

MIAMI, FL

Past

February 29, 2008 - November 5, 2008

STANCHART SECURITIES INTERNATIONAL, INC.

CRD#: 145126

MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(7/20/2012)

Tennessee
(5/18/2017)

Exams

State Security Law Exam

IAR

Series 66

Date: 5/19/2008

Uniform Combined State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/8/2008

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/27/2008

General Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 12/19/2007

Financial and Operations Principal Examination

SRO Registrations

FINRA

Current Firm

ALLARIA SECURITIES, LLC

CRD#: 286504 / SEC#: , 8-69891

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

1110 Brickell Avenue Suite 603, Miami, FL 33131

Mailing Address

1110 Brickell Avenue Suite 603, Miami, FL 33131

Phone number

(786) 686-5400

Established

Florida since 11/10/2016

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (9 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ALLARIA LATAM INVESTMENT SERVICES, INC	MEMBER
CATOGGIO, STELLA M	CHIEF EXECUTIVE OFFICER	2987511
GONZALES, PHILIPPE ROGER	CHIEF COMPLIANCE OFFICER	5667179
RODRIGUEZ, AARON NETZAHUALCOYOTL	FINOP	5421965
ROWE, KEVIN ANTHONY	DIRECTOR OF REGULATORY AFFAIRS	4641264

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Aaron N. Rodriguez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Aaron Netzahualcoyotl Rodriguez's CRS (Customer Relationship Summary).

Certified licenses

Experience

MEMPHIS CAPITAL

ALLARIA SECURITIES, LLC

SERIESONE SECURITIES, LLC

GREEN VISTA CAPITAL, LLC

BULLTICK, LLC

STANCHART SECURITIES INTERNATIONAL, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/19/2008

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 4/8/2008

Series 24

Date: 6/27/2008

Series 27

Date: 12/19/2007

FINRA

Current Firm

ALLARIA SECURITIES, LLC

Contact information

FINRA licenses (9 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ALLARIA SECURITIES, LLC

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